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RIA / WealthAdvisor21 years in industry

JOSHUA SCOTT HASSELBACH

Advisor at TRADEWELL TAX & FINANCIAL

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:29b1a3e1-d53e-e9e0-86cc-fb07ff41d217

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRADEWELL TAX & FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 31, 2005
First registration: Feb 6, 2014
Dual registered: no
Other names: JOSH HASSELBACH|JOSHUA SCOTT HASSELBACH|JOSHUA SCOTT HASSELBACH
IAPD individual key: 4876296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRADEWELL TAX & FINANCIAL	Independent wealth	Apr 14, 2025	n/a	yes	FORT WAYNE, IN	Current employment
CX INSTITUTIONAL, LLC	Independent wealth	Nov 8, 2024	Feb 25, 2025	no	AUBURN, IN	Previous registration
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2021	Sep 9, 2021	no	AUSTIN, TX	Previous registration
USCA RIA LLC	Former SEC adviser	Jul 8, 2015	Jun 30, 2021	no	DALLAS, TX\|HOUSTON, TX	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 6, 2014	Nov 6, 2014	no	Albany, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CX INSTITUTIONAL, LLC	TRADEWELL TAX & FINANCIAL	Feb 25, 2025	Apr 14, 2025	48	Firm change	RIA to new firm
U.S. CAPITAL WEALTH ADVISORS, LLC	CX INSTITUTIONAL, LLC	Sep 9, 2021	Nov 8, 2024	1,156	Firm change after gap	Ibd to RIA
USCA RIA LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 30, 2021	Jun 30, 2021	0	Bulk transfer	Ibd to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	USCA RIA LLC	Nov 6, 2014	Jul 8, 2015	244	Firm change	Other

Relationships

Registered with (5)

→ TRADEWELL TAX & FINANCIALRegistered adviserregistration: current employment
Apr 14, 2025 to presentfactForm ADV
→ CX INSTITUTIONAL, LLCRegistered adviserregistration: previous registration
Nov 8, 2024 to Feb 25, 2025factForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Sep 9, 2021factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Jul 8, 2015 to Jun 30, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 6, 2014 to Nov 6, 2014factForm ADV

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
Joshua Scott Hasselbach left Cx Institutional, Llc for Tradewell Tax & Financial (registered 2025-04-14)
Form ADVobserved 4 days ago