DFX Intelligence

R••••• F••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

R••••• F••••••• P••••••

Advisor at P•••••• W••••• M•••••••••

ATLANTA, GA

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Search this name across graphsid dfx:ria:29b7e703-bd6d-55f6-1477-2526ddf3f54f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M•••••••••	Independent wealth	Apr 16, 2018	n/a	yes	ATLANTA, GA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Apr 2, 2018	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	P•••••• W••••• M•••••••••	Apr 2, 2018	Apr 16, 2018	14	Firm change	Ibd to new firm
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:293206:GA:2018-03-27	Apr 2, 2018	Apr 16, 2018	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Apr 2, 2018factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jan 2, 2009 to Feb 13, 2013factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29b7e703-bd6d-55f6-1477-2526ddf3f54f
First observed: Apr 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.