RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F••••••• P••••••
- P•••••• W••••• M••••••••• independent RIA currentsince Apr 16, 2018 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Apr 2, 2018 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerJan 2, 2009 to Feb 13, 2013 · Atlanta, Ga
- R•• C•••••• M••••••• L•• national BDMar 3, 2006 to Jan 21, 2009 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 17, 2003 to Mar 4, 2006 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• to P•••••• W••••• M•••••••••left Apr 2, 2018, registered Apr 16, 2018 (14 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to M••••• K••••• • C••••••• L••left Jan 21, 2009, registered Jan 2, 2009 (-19 days) · Other
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Mar 4, 2006, registered Mar 3, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address