DFX Intelligence

W•••••• M•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)38 years in industry

W•••••• M•••• G•••••••••

Advisor at W•••• I••••••••• A•••••••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:29b8f33e-c427-a074-ae89-61e629e51f04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 30, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Oct 15, 2025	n/a	yes	STAMFORD, CT	Current employment
W••••• B••••• A••••••• S•••••••	n/a	Mar 15, 2007	Mar 15, 2007	no	CHERRY HILL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• B••••• A••••••• S•••••••	W•••• I••••••••• A•••••••• L••	Mar 15, 2007	Oct 15, 2025	6,789	Firm change after gap	Other
G••••••••• F•••••••• G••••• L••	W••••• B••••• A••••••• S•••••••	Dec 31, 2006	Mar 15, 2007

Relationships

Registered with (4)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ W••••• B••••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 15, 2007 to Mar 15, 2007factForm ADV
→ G••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 5, 2006 to Dec 31, 2006factForm ADV
→ N•••••• 1• F•••••••• A••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29b8f33e-c427-a074-ae89-61e629e51f04
First observed: Mar 12, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.