DFX Intelligence

K••• N••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••• N••••• G•••

Advisor at G•••••••• F•••••••• A•••••••• L••

Houston, TX

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Search this name across graphsid dfx:ria:29c477c3-97be-1427-dcd1-7da365a7f664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 9, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Oct 28, 2022	n/a	yes	Houston, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 17, 2019	Mar 7, 2022	no	AUSTIN, TX\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••••••• F•••••••• A•••••••• L••	Mar 7, 2022	Oct 28, 2022	235	Bulk transfer	Other
I•••••• A•••••••• I•••	K••••• A••••••• S•••••••• L••	May 31, 2019	Jul 17, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
155768:288712:TX:2018-01-05	Jan 5, 2018	Jan 11, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 17, 2019 to Mar 7, 2022factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2018 to May 31, 2019factForm ADV
→ P•••• C•••••• F••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29c477c3-97be-1427-dcd1-7da365a7f664
First observed: Dec 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.