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RIA / WealthAdvisor37 years in industry

JEAN ANNE GOLLA

Advisor at SIKICH FINANCIAL

Brookfield, WI | SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:29c5d8c2-bfd8-ad3c-b96b-6f0f20fa1387

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIKICH FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 27, 1988
First registration: May 3, 2007
Dual registered: no
Other names: Jean Anne Golla|JEAN A GOLLA
IAPD individual key: 1860879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIKICH FINANCIAL	Independent wealth	Feb 27, 2025	n/a	yes	SPRINGFIELD, IL\|Brookfield, WI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 20, 2021	Mar 28, 2024	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration
MORGAN STANLEY	Wirehouse	Apr 8, 2021	Sep 23, 2021	no	WILMINGTON, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 20, 2020	Jun 17, 2020	no	MEQUON, WI	Previous registration
JOHNSON WEALTH INC.	Mixed wealth	Feb 14, 2019	May 27, 2020	no	Mequon, WI	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Dec 23, 2008	Oct 2, 2009	no	CLARENDON HILLS, IL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 3, 2007	Nov 28, 2007	no	CHAPEL HILL, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SIKICH FINANCIAL	Mar 28, 2024	Feb 27, 2025	336	Firm change	Wirehouse to RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 23, 2021	Oct 20, 2021	27	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	MORGAN STANLEY	Jun 17, 2020	Apr 8, 2021	295	Firm change	Ibd to wirehouse
JOHNSON WEALTH INC.	LPL FINANCIAL LLC	May 27, 2020	Apr 20, 2020	-37	Firm change after gap	RIA to ibd
NATCITY INVESTMENTS, INC.	JOHNSON WEALTH INC.	Oct 2, 2009	Feb 14, 2019	3,422	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	NATCITY INVESTMENTS, INC.	Nov 28, 2007	Dec 23, 2008	391	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125557:6413:WI:2020-05-27	May 27, 2020	Apr 20, 2020	MEQUON, WI	Firm change after gap

Relationships

Registered with (7)

→ SIKICH FINANCIALRegistered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 20, 2021 to Mar 28, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 8, 2021 to Sep 23, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 20, 2020 to Jun 17, 2020factForm ADV
→ JOHNSON WEALTH INC.Registered adviserregistration: previous registration
Feb 14, 2019 to May 27, 2020factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 23, 2008 to Oct 2, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 3, 2007 to Nov 28, 2007factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
Jean Anne Golla left Wells Fargo Advisors for Sikich Financial (registered 2025-02-27)
Form ADVobserved 5 days ago