DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••• G••••

S••••• F••••••••independent RIABrookfield, Wi IA-onlyIAPD 1860879

Feed of 09/14/2026

Also filed as J••• A••• G••••

At current firm

1 y

since Feb 27, 2025

In the industry

37 y

since Sep 27, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: jean.golla@sikich.comreportedsikich.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••• F•••••••• independent RIA current
since Feb 27, 2025 · Springfield, Il
W•••• F•••• A••••••• wirehouse
Oct 20, 2021 to Mar 28, 2024 · Wilmington, Nc
M••••• S•••••• wirehouse
Apr 8, 2021 to Sep 23, 2021 · Wilmington, Nc
L•• F•••••••• L•• BD affiliated
Apr 20, 2020 to Jun 17, 2020 · Mequon, Wi
J•••••• W••••• I••• mixed wealth
Feb 14, 2019 to May 27, 2020 · Mequon, Wi
N•••••• I••••••••• I••• unclassified
Dec 23, 2008 to Oct 2, 2009 · Clarendon Hills, Il
S••••••• I••••••••• S•••••••• I••• former
May 3, 2007 to Nov 28, 2007 · Chapel Hill, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S••••• F••••••••
left Mar 28, 2024, registered Feb 27, 2025 (336 days) · Wirehouse to independent RIA
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 23, 2021, registered Oct 20, 2021 (27 days) · Wirehouse to wirehouse
L•• F•••••••• L•• to M••••• S••••••
left Jun 17, 2020, registered Apr 8, 2021 (295 days) · Affiliated broker-dealer or bank to wirehouse
J•••••• W••••• I••• to L•• F•••••••• L••
left May 27, 2020, registered Apr 20, 2020 (-37 days) · RIA to affiliated broker-dealer or bank · moved with a team
N•••••• I••••••••• I••• to J•••••• W••••• I•••
left Oct 2, 2009, registered Feb 14, 2019 (3422 days) · Other
S••••••• I••••••••• S•••••••• I••• to N•••••• I••••••••• I•••
left Nov 28, 2007, registered Dec 23, 2008 (391 days) · Other

Signals

J••• A••• G•••• left W•••• F•••• A••••••• for S••••• F•••••••• (registered 2025-02-27)
Mar 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address