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Reading the graph
Advisor at MORGAN STANLEY
Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Greenwood Village, CO | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 21, 2021 | Sep 5, 2023 | no | Denver, CO|ARLINGTON, VA|Greenwood Village, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 21, 2020 | Oct 19, 2021 | no | NEW YORK, NY|GREENWOOD VILLAGE, CO|Hawthorn Woods, IL|Treasure Island, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Oct 19, 2021 | Oct 21, 2021 | 2 | Firm change | Wirehouse to RIA |