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Advisor at CCF ADVISORS LLC
ROCKY RIVER, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CCF ADVISORS LLC | State registered | Jun 22, 2006 | n/a | yes | ROCKY RIVER, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 15, 2004 | Jun 29, 2006 | no | WESTLAKE, OH|SHAKER HEIGHTS, OH | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 5, 2001 | May 6, 2004 | no | PARMA, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CCF ADVISORS LLC | Jun 29, 2006 | Jun 22, 2006 | -7 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | LPL FINANCIAL LLC | May 6, 2004 | Apr 15, 2004 | -21 | Firm change | Other |