RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••••• A•••••
- C•• A••••••• L•• state registered currentsince Jun 22, 2006 · Rocky River, Oh
- L•• F•••••••• L•• BD affiliatedApr 15, 2004 to Jun 29, 2006 · Westlake, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 5, 2001 to May 6, 2004 · Parma, Oh
- L•• F•••••••• L•• to C•• A••••••• L••left Jun 29, 2006, registered Jun 22, 2006 (-7 days) · Other
- B••• O•• S••••••••• C••••••••• to L•• F•••••••• L••left May 6, 2004, registered Apr 15, 2004 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address