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RIA / WealthAdvisor26 years in industry

THEODORE MARTIN DEGROOT

Advisor at SPURSTONE

HIGGANUM, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPURSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 3, 2000
First registration: Jun 14, 2000
Dual registered: no
Other names: THEODORE MARTIN DEGROOT
IAPD individual key: 3259211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spurstone	Independent wealth	Jul 25, 2016	n/a	yes	HIGGANUM, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2009	Jul 5, 2016	no	AVON, CT\|SAN DIEGO, CA\|AVON, CT\|AVON, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 6, 2006	Apr 15, 2009	no	HARTFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Oct 13, 2006	no	GLASTONBURY, CT\|NEW YORK, NY	Previous registration
ADVEST, INC.	n/a	Jun 14, 2000	Mar 8, 2006	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	Spurstone	Jul 5, 2016	Jul 25, 2016	20	Firm change	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Apr 15, 2009	Apr 2, 2009	-13	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Oct 13, 2006	Oct 6, 2006	-7	Firm change	Wirehouse to wirehouse
ADVEST, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 8, 2006	Mar 8, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SPURSTONERegistered adviserregistration: current employment
Jul 25, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 2, 2009 to Jul 5, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 6, 2006 to Apr 15, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2006 to Oct 13, 2006factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jun 14, 2000 to Mar 8, 2006factForm ADV

Dated events

No dated event names this entity yet.