DFX Intelligence

C••••• M••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C••••• M••••••• B••••••

Advisor at C••••••

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29d6e835-6939-5c1f-c5f8-059153431e1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Mar 7, 2023	n/a	yes	San Francisco, CA	Current employment
C••••••• P•••••• W••••• M•••••••••	Former SEC adviser	Jun 22, 2017	Aug 31, 2023	no	San Francisco, CA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••• W••••• M•••••••••	C••••••	Aug 31, 2023	Mar 7, 2023	-177	Bulk transfer	RIA to RIA
J••• M••••• S••••••••• L••	C••••••• P•••••• W••••• M•••••••••	May 10, 2017	Jun 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:156225:CA:2017-04-28	May 10, 2017	Jun 22, 2017	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Mar 7, 2023 to presentfactForm ADV
→ C••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 22, 2017 to Aug 31, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2009 to May 10, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29d6e835-6939-5c1f-c5f8-059153431e1d
First observed: Jun 13, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.