DFX Intelligence

K•••••• G•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

K•••••• G•••••• B•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:29dd69ee-f073-7c87-f0c0-bb2718ba433a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 16, 2025	n/a	yes	Chesterfield, VA\|OVERLAND PARK, KS	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	Institutional manager	Nov 20, 2018	n/a	yes	NEWPORT BEACH, CA\|Glen Allen, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Jun 30, 2023	Nov 20, 2018	-1,683	Firm change after gap	Other
B••• S••••••••• L••	C••••• A•••••• N••••••• L••	Jan 17, 2014	Mar 12, 2014

Relationships

Registered with (7)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 12, 2014 to Jun 30, 2023factForm ADV
→ B••• S••••••••• L••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29dd69ee-f073-7c87-f0c0-bb2718ba433a
First observed: Dec 3, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.