RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• G•••••• B•••••
- C••••••• P••••••• independent RIA currentsince Dec 16, 2025 · Chesterfield, Va
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• manager currentsince Nov 20, 2018 · Newport Beach, Ca
- C••••• A•••••• N••••••• L•• formerMar 12, 2014 to Jun 30, 2023 · Newport Beach, Ca
- B••• S••••••••• L•• formerJan 2, 2013 to Jan 17, 2014 · Richmond, Va
- S•••• • S••••••••• L•• formerJun 14, 2012 to Jan 2, 2013 · Richmond, Va
- W•••• F•••• A••••••• wirehouseAug 26, 2010 to May 25, 2012 · Richmond, Va
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 3, 2009 to Jul 16, 2010 · Sterling, Va
- C••••• A•••••• N••••••• L•• to C••••••• P••••••• I••••••••• A•••••••• L••left Jun 30, 2023, registered Nov 20, 2018 (-1683 days) · Other
- B••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Jan 17, 2014, registered Mar 12, 2014 (54 days) · Other
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S•••• • S••••••••• L••left May 25, 2012, registered Jun 14, 2012 (20 days) · Other
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• A•••••••left Jul 16, 2010, registered Aug 26, 2010 (41 days) · Other
- K•••••• G•••••• B••••• left C••••• A•••••• N••••••• L•• for C••••••• P••••••• I••••••••• A•••••••• L•• (registered 2018-11-20)Jun 30, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address