DFX Intelligence

T•••• C•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

T•••• C•••• W•••••••

Advisor at S••••••• P•••••••

GLASTONBURY, CT | SARATOGA SPRINGS, UT

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Search this name across graphsid dfx:ria:29e85861-6d6f-c2b4-0fe3-e17f63846951

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••••	Independent wealth	Jun 16, 2025	n/a	yes	GLASTONBURY, CT\|SARATOGA SPRINGS, UT	Current employment
I••• W••••• M••••••••• L••	Independent wealth	Mar 7, 2023	Jun 17, 2025	no	Lindon, UT\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••• W••••• M••••••••• L••	S••••••• P•••••••	Jun 17, 2025	Jun 16, 2025	-1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••• P•••••••Registered adviserregistration: current employment
Jun 16, 2025 to presentfactForm ADV
→ I••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2023 to Jun 17, 2025factForm ADV

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29e85861-6d6f-c2b4-0fe3-e17f63846951
First observed: Mar 7, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.