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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IAMS WEALTH MANAGEMENT, LLC

CRD 286085

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f805cb9a-8374-5d47-2cb8-1a162ec9ac40

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 86
Dated events: 33
On other graphs: 0
Observed: Dec 19, 2016 to Apr 10, 2026
127 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $397MItem 5.F on the latest filing (2026-04-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $397M
Private client RAUM: $393MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 53
RAUM per advisor: $7.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 53
Advisory employees: 53
Offices: 44Schedule D 1.F, beyond the principal office
Accounts: 2,400
Individual clients: 1,557
High net worth clients: 55
Custody, client assets: $95.3M
SEC number: 801-108875
CIK: 1998182
CRD: 286085
Filings on the tape: 127
First filed: Dec 19, 2016
Latest filed: Apr 10, 2026
Organised: Limited Liability Company, NE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 53

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Charles Richard Heuring	n/a	OMAHA, NE	9	10	n/a	no
WILLIAM BRUCE CAMPBELL	n/a	OMAHA, NE \| Bedford, TX	9	19	1	no
ADAM BROADRICK CLEMENTS	Certified Financial Planner\|Chartered Financial Consultant	OMAHA, NE \| Simpsonville, SC	9	15	1	no
Terrell James Gamble	n/a	Beloit, WI \| OMAHA, NE	9	13	n/a	no
JOHN CLAYTON ENTINGH	n/a	OMAHA, NE \| DUBLIN, OH \| Baltimore, OH	9	25	n/a	no
PHILIP JOSEPH BONGIORNO	Chartered Financial Consultant	OMAHA, NE \| STOWE, VT	9	23	4	no
SCOTT DWANE WALKER	n/a	Wichita, KS \| OMAHA, NE	9	26	4	no
Timothy Louis Romero	n/a	Port Arthur, TX \| OMAHA, NE	9	20	n/a	no
JACK CHRISTOPHER CARINI	n/a	Turnersville, NJ \| OMAHA, NE	9	31	4	no
GREGORY C BOLES	n/a	OMAHA, NE \| Red Bank, NJ	9	24	n/a	no
BRIAN THOMAS DVORAK	n/a	Kaukauna, WI \| OMAHA, NE	9	18	2	no
KATHRYN LEWIN HADLEY	n/a	Overland Park, KS \| OMAHA, NE	8	26	2	no
TIMOTHY WILLIAM DEMAY	n/a	OMAHA, NE \| FOWLER, OH	8	39	n/a	no
IAN C TURNER	n/a	OMAHA, NE \| Lake St. Louis, MO	8	26	2	no
John Charles Fritsch	n/a	Sioux Falls, SD \| OMAHA, NE	8	34	n/a	no
PAUL VINCENT SIPALA	Chartered Financial Consultant	OMAHA, NE \| Aiken, SC	8	28	3	no
NICHOLAS JAMES CARINI	n/a	OMAHA, NE \| Hammonton, NJ	8	13	1	no
Matthew Randal Latta	n/a	OMAHA, NE \| Atlanta, GA	7	11	n/a	no
Matthew Dean Gill	n/a	Fort Collins, CO \| OMAHA, NE	7	18	n/a	no
Michael Gregory Hansen	n/a	OMAHA, NE	7	10	n/a	no
Michael Leroy Audi	n/a	Spring Hill, FL \| OMAHA, NE	7	25	n/a	no
JAMES HENRY BAUMANN	Certified Financial Planner	Phoenix, AZ \| OMAHA, NE	6	40	n/a	no
Wendell Bennett	n/a	Baltimore, OH \| OMAHA, NE \| Dublin, OH	6	22	n/a	no
TEVIN MICHAEL GAMBLE	n/a	Beloit, WI \| OMAHA, NE	5	11	1	no
DUNCAN CUYLER SMITH	n/a	OMAHA, NE	5	17	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Hansen, Michael, Gregory	Cco	A	yes	01/2020	Mar 2, 2020	Sep 30, 2024
Heuring, Charles, Michael	MANAGING MEMBER	B	yes	08/2016	Dec 19, 2016	Sep 30, 2024
Heuring, Charles, Richard	Coo	C	yes	08/2016	Dec 19, 2016	Sep 30, 2024
MURRAY, STEVEN, MICHAEL	MANAGING MEMBER	C	yes	08/2016	Dec 19, 2016	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INSURANCE AGENCY MARKETING SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kentwood	Mi	United States	2	no
Turnersville	Nj	United States	2	no
Beloit	Wi	United States	2	no
Mesa	Az	United States	1	no
SPRING HILL	FL	United States	1	no
OVERLAND PARK	Ks	United States	1	no
Wichita	Ks	United States	1	no
Hastings	Mi	United States	1	no
Highland	Mi	United States	1	yes
Livonia	Mi	United States	1	no
LAKE ST. LOUIS	Mo	United States	1	no
Marlton	Nj	United States	1	no
RED BANK	Nj	United States	1	no
Dublin	Oh	United States	1	no
Bristol	Pa	United States	1	no
Philadelphia	Pa	United States	1	no
SIOUX FALLS	Sd	United States	1	no
Maryville	Tn	United States	1	no
Bedford	TX	United States	1	no
PORT ARTHUR	TX	United States	1	no
SAN ANTONIO	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$397M	$397M	53	53	44	n/a	n/a
2024	Mar 30, 2025	$343M	$343M	54	53	41	n/a	n/a
2023	Mar 7, 2024	$213M	$213M	59	56	48	n/a	n/a
2022	Feb 16, 2023	$153M	$153M	56	52	44	n/a	n/a
2021	Feb 3, 2022	$123M	$123M	60	56	49	n/a	n/a
2020	Feb 3, 2021	$62.0M	$62.0M	55	52	43	n/a	n/a
2019	Mar 2, 2020	$41.0M	$41.0M	45	42	37	n/a	n/a
2018	Feb 11, 2019	$30.5M	$30.5M	43	40	37	n/a	n/a
2017	Jan 19, 2018	$12.3M	$12.3M	38	33	34	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	4	-1	7.5%	0	2	0	12	16

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$397M	$343M	15.8%	$153M	37.5%	53	54	44	41

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIMPLICITY WEALTH	2	Feb 11, 2025	Feb 13, 2025	GRAND RAPIDS, MI	Team lift out	Other	4.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PERSONALIZED FINANCIAL	2	Dec 31, 2023	Aug 8, 2023	PHOENIX, AZ	Team lift out	Other	100.0%

Relationships

showing 80 of 86

Registered with (76)

← Samuel Cross PimperAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← Kristopher Alan HeigAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← David JOSEPH RicchiniAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← Kalon Patrick DvorakAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← Adam Michael LaffeyAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← Carter SchmitzAdvisorregistration: current employment
Sep 17, 2025 to presentfactForm ADV
← JONATHAN SETH MOOREAdvisorregistration: current employment
Sep 11, 2025 to presentfactForm ADV
← Caleb SiegristAdvisorregistration: current employment
Aug 29, 2025 to presentfactForm ADV
← Kevin Edward RutledgeAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← Christopher Aaron ConleyAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← Brady Stephen PelzerAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← HERBERT KENNETH CATLEDGEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL PAUL WYANTAdvisorregistration: current employment
Oct 7, 2024 to presentfactForm ADV
← RUSSELL THOMAS STELLFOXAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Chad Don CarlosAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← Tyler Joseph PrescottAdvisorregistration: current employment
Jan 3, 2024 to presentfactForm ADV
← TANNER GERMANAdvisorregistration: current employment
Aug 8, 2023 to presentfactForm ADV
← REID JEFFREY SIMPSONAdvisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← Jordan PaffAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← JEREMY ORSON DOPPAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← ROBERT JAMES RICCIAdvisorregistration: current employment
Aug 4, 2022 to presentfactForm ADV
← TADEO ESPINA HUBAHIBAdvisorregistration: current employment
Oct 29, 2021 to presentfactForm ADV
← PHILIP JUSTIN EICKHOFFAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← STEPHEN CHAD CLUBBAdvisorregistration: current employment
Sep 16, 2021 to presentfactForm ADV
← KEVIN DOMINIC KLICKNAAdvisorregistration: current employment
Jul 23, 2021 to presentfactForm ADV
← Jason ArredondoAdvisorregistration: current employment
Jul 14, 2021 to presentfactForm ADV
← Michael MoulthropAdvisorregistration: current employment
Apr 1, 2021 to presentfactForm ADV
← Zachary Thomas ReegAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← DUNCAN CUYLER SMITHAdvisorregistration: current employment
Oct 29, 2020 to presentfactForm ADV
← TEVIN MICHAEL GAMBLEAdvisorregistration: current employment
Oct 19, 2020 to presentfactForm ADV
and 46 more

Controls (4)

← MURRAY, STEVEN, MICHAELOwnerMANAGING MEMBER, ownership code C, individual
Dec 19, 2016 to Sep 30, 2024factForm ADV
← Heuring, Charles, MichaelOwnerMANAGING MEMBER, ownership code B, individual
Dec 19, 2016 to Sep 30, 2024factForm ADV
← Heuring, Charles, RichardOwnerCOO, ownership code C, individual
Dec 19, 2016 to Sep 30, 2024factForm ADV
← Hansen, Michael, GregoryOwnerCCO, ownership code A, individual
Mar 2, 2020 to Sep 30, 2024factForm ADV

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 31, 2026
Advisor changed firm
Brenda Marie Oldham left Iams Wealth Management, Llc for Ram Legacy Wealth Management (registered 2026-08-12)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2026
Advisor changed firm
Steven Harverd Greig left Iams Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-07-17)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Advisor changed firm
James Matthew Rossi left Iams Wealth Management, Llc for Lifetime Financial, Inc. (registered 2026-03-03)
Form ADVobserved 5 days ago
Occurred
Dec 19, 2025
Advisor changed firm
Joseph Carter left Iams Wealth Management, Llc for Sequent Planning, Llc (registered 2026-01-05)
Form ADVobserved 5 days ago
Occurred
Jul 9, 2025
Advisor changed firm
Kristi Bartholomew left Iams Wealth Management, Llc for Symmetry Partners (registered 2025-10-14)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2025
Advisor changed firm
Tyler Caleb Woodbrey left Iams Wealth Management, Llc for Symmetry Partners (registered 2025-06-16)
Form ADVobserved 5 days ago
Occurred
May 20, 2025
Advisor changed firm
Patrick Michael Kaiser left Iams Wealth Management, Llc for Tucker Asset Management Llc (registered 2025-05-09)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2025
Regulatory AUM changed
Iams Wealth Management, Llc reported RAUM $343.0M, up 61% from $213.2M (2024-09-30 to 2025-03-30)
Form ADVobserved 5 days ago
$130M
Occurred
Feb 11, 2025
Team lift-out
2 advisors left Iams Wealth Management, LLC (Grand Rapids, MI) for Simplicity Wealth on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 11, 2025
Advisor changed firm
Curtis Timothy Cottle left Iams Wealth Management, Llc for Simplicity Wealth (registered 2025-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2025
Advisor changed firm
Ian Jacob Grohman left Iams Wealth Management, Llc for Simplicity Wealth (registered 2025-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 5, 2025
Advisor changed firm
Howard Reid Johnson left Iams Wealth Management, Llc for Crestview Wealth Management, Llc (registered 2025-01-16)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Matt R Gsellman left Iams Wealth Management, Llc for Wealth Watch Advisors, Inc (registered 2025-07-07)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2024
Advisor changed firm
Bart Andrew Newman left Iams Wealth Management, Llc for Brookstone Capital Management Llc (registered 2024-09-13)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2024
Advisor changed firm
Sean Alexander Nouveau left Iams Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-04-06)
Form ADVobserved 5 days ago
Occurred
Jun 11, 2024
Advisor changed firm
Michael Andrew Graff left Iams Wealth Management, Llc for Valic Financial Advisors, Inc. (registered 2024-09-09)
Form ADVobserved 5 days ago
Occurred
Jan 22, 2024
Advisor changed firm
James Gerard Huhn left Iams Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-05-09)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Christopher Lee Banks left Iams Wealth Management, Llc for Legacy Wealth Management (registered 2024-02-29)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Team lift-out
2 advisors left Personalized Financial (Phoenix, AZ) for Iams Wealth Management, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 2, 2023
Advisor changed firm
Catherine Mae Milano left Iams Wealth Management, Llc for Impact Partnership Wealth, Llc (registered 2024-02-20)
Form ADVobserved 5 days ago
Occurred
Oct 6, 2022
Advisor changed firm
Noah Behrend left Iams Wealth Management, Llc for Capital Analysts (registered 2022-10-05)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Vasilios Nicholaos Zois left Iams Wealth Management, Llc for Meritum Wealth Management Llc (registered 2022-06-13)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2022
Advisor changed firm
Daniel Aurelian Nicolaescu left Iams Wealth Management, Llc for Simplicity Wealth (registered 2022-06-21)
Form ADVobserved 5 days ago
Occurred
Jun 14, 2022
Advisor changed firm
Amie Jo Moran left Iams Wealth Management, Llc for Ae Wealth Management, Llc (registered 2022-06-14)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2022
Advisor changed firm
William Elliott Torrance left Iams Wealth Management, Llc for Brookstone Wealth Advisors, Llc (registered 2022-01-26)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2020
Control person joined
Gregory Michael Hansen (Cco) appeared on Schedule A of Iams Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 19, 2016
First Form ADV filing
Iams Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 6 bookkeeping events

Occurred
Mar 30, 2025
Iams Wealth Management, Llc reported 41 offices beyond its principal office, down from 48 (2024-09-30 to 2025-03-30)
Occurred
Feb 16, 2023
Iams Wealth Management, Llc reported 44 offices beyond its principal office, down from 49 (2023-01-23 to 2023-02-16)
Occurred
Feb 3, 2022
Iams Wealth Management, Llc reported 49 offices beyond its principal office, up from 43 (2021-12-23 to 2022-02-03)
Occurred
Feb 3, 2021
Iams Wealth Management, Llc reported 43 offices beyond its principal office, up from 37 (2020-06-17 to 2021-02-03)
Occurred
Feb 3, 2021
Iams Wealth Management, Llc reported 52 state-registered advisory representatives, up from 42 (2020-06-17 to 2021-02-03)
Occurred
Feb 11, 2019
Iams Wealth Management, Llc reported 37 offices beyond its principal office, down from 43 (2019-01-16 to 2019-02-11)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f805cb9a-8374-5d47-2cb8-1a162ec9ac40
First observed: Dec 19, 2016
Last observed: Apr 10, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IAMS WEALTH MANAGEMENT, LLC

CRD 286085

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f805cb9a-8374-5d47-2cb8-1a162ec9ac40

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Charles Richard Heuring

n/a

OMAHA, NE

n/a

WILLIAM BRUCE CAMPBELL

n/a

OMAHA, NE | Bedford, TX

ADAM BROADRICK CLEMENTS

Certified Financial Planner|Chartered Financial Consultant

OMAHA, NE | Simpsonville, SC

Terrell James Gamble

n/a

Beloit, WI | OMAHA, NE

n/a

JOHN CLAYTON ENTINGH

n/a

OMAHA, NE | DUBLIN, OH | Baltimore, OH

n/a

PHILIP JOSEPH BONGIORNO

Chartered Financial Consultant

OMAHA, NE | STOWE, VT

SCOTT DWANE WALKER

n/a

Wichita, KS | OMAHA, NE

Timothy Louis Romero

n/a

Port Arthur, TX | OMAHA, NE

n/a

JACK CHRISTOPHER CARINI

n/a

Turnersville, NJ | OMAHA, NE

GREGORY C BOLES

n/a

OMAHA, NE | Red Bank, NJ

n/a

BRIAN THOMAS DVORAK

n/a

Kaukauna, WI | OMAHA, NE

KATHRYN LEWIN HADLEY

n/a

Overland Park, KS | OMAHA, NE

TIMOTHY WILLIAM DEMAY

n/a

OMAHA, NE | FOWLER, OH

n/a

IAN C TURNER

n/a

OMAHA, NE | Lake St. Louis, MO

John Charles Fritsch

n/a

Sioux Falls, SD | OMAHA, NE

n/a

PAUL VINCENT SIPALA

Chartered Financial Consultant

OMAHA, NE | Aiken, SC

NICHOLAS JAMES CARINI

n/a

OMAHA, NE | Hammonton, NJ

Matthew Randal Latta

n/a

OMAHA, NE | Atlanta, GA

n/a

Matthew Dean Gill

n/a

Fort Collins, CO | OMAHA, NE

n/a

Michael Gregory Hansen

n/a

OMAHA, NE

n/a

Michael Leroy Audi

n/a

Spring Hill, FL | OMAHA, NE

n/a

JAMES HENRY BAUMANN

Certified Financial Planner

Phoenix, AZ | OMAHA, NE

n/a

Wendell Bennett

n/a

Baltimore, OH | OMAHA, NE | Dublin, OH

n/a

TEVIN MICHAEL GAMBLE

n/a

Beloit, WI | OMAHA, NE

DUNCAN CUYLER SMITH

n/a

OMAHA, NE

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Hansen, Michael, Gregory

Cco

yes

01/2020

Mar 2, 2020

Sep 30, 2024

Heuring, Charles, Michael

MANAGING MEMBER

yes

08/2016

Dec 19, 2016

Sep 30, 2024

Heuring, Charles, Richard

Coo

yes

08/2016

Dec 19, 2016

Sep 30, 2024

MURRAY, STEVEN, MICHAEL

MANAGING MEMBER

yes

08/2016

Dec 19, 2016

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INSURANCE AGENCY MARKETING SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Kentwood

United States

Turnersville

United States

Beloit

United States

Mesa

United States

SPRING HILL

United States

OVERLAND PARK

United States

Wichita

United States

Hastings

United States

Highland

United States

yes

Livonia

United States

LAKE ST. LOUIS

United States

Marlton

United States

RED BANK

United States

Dublin

United States

Bristol

United States

Philadelphia

United States

SIOUX FALLS

United States

Maryville

United States

Bedford

United States

PORT ARTHUR

United States

SAN ANTONIO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$397M

n/a

2024

Mar 30, 2025

$343M

n/a

2023

Mar 7, 2024

$213M

n/a

2022

Feb 16, 2023

$153M

n/a

2021

Feb 3, 2022

$123M

n/a

2020

Feb 3, 2021

$62.0M

n/a

2019

Mar 2, 2020

$41.0M

n/a

2018

Feb 11, 2019

$30.5M

n/a

2017

Jan 19, 2018

$12.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

7.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$397M

$343M

15.8%

$153M

37.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIMPLICITY WEALTH

Feb 11, 2025

Feb 13, 2025

GRAND RAPIDS, MI

Team lift out

Other

4.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PERSONALIZED FINANCIAL

Dec 31, 2023

Aug 8, 2023

PHOENIX, AZ

Team lift out

Other

100.0%