DFX Intelligence

A•••••• N•• I••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A•••••• N•• I••••

Advisor at M••••• W••••• M••••••••• L••

CAMPBELL, CA | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:29fd38ba-173d-6f60-8dc9-8025f7e0cb4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Apr 1, 2025	n/a	yes	CAMPBELL, CA\|KANSAS CITY, MO	Current employment
W••• F•••••••• A•••••••• I•••	Former SEC adviser	Jan 28, 2017	Mar 28, 2025	no	CAMPBELL, CA\|CAMPBELL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• F•••••••• A•••••••• I•••	M••••• W••••• M••••••••• L••	Mar 28, 2025	Apr 1, 2025	4	Firm change	RIA to RIA
M••••• W••••• M••••••••• L••	W••• F•••••••• A•••••••• I•••	Apr 23, 2015	Jan 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
108627:324624:CA:2025-03-28	Mar 28, 2025	Apr 1, 2025	CAMPBELL, CA	Firm change

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ W••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2017 to Mar 28, 2025factForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2011 to Apr 23, 2015factForm ADV

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29fd38ba-173d-6f60-8dc9-8025f7e0cb4b
First observed: Aug 1, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.