DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DALE RUPPERT HANCOCK

Advisor at PLANMEMBER SECURITIES CORPORATION

Rancho Mission Viejo, CA | Carpinteria, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a00790d-ceed-86c7-496d-aa59872269cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANMEMBER SECURITIES CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 13, 1994
First registration: Jun 29, 2004
Dual registered: yes, broker-dealer
Other names: Dale Ruppert Hancock
IAPD individual key: 1884732

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Apr 30, 2025	n/a	yes	Carpinteria, CA\|Rancho Mission Viejo, CA	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	Nov 10, 2021	no	GREENWOOD VILLAGE, CO\|LAKE FOREST, CA\|PORT ORCHARD, WA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Feb 16, 2006	Feb 28, 2012	no	RENTON, WA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Aug 5, 2004	Feb 14, 2006	no	SNOQUALMIE, WA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Jun 29, 2004	Feb 14, 2006	no	FULLERTON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	PLANMEMBER SECURITIES CORPORATION	Nov 10, 2021	Apr 30, 2025	1,267	Firm change after gap	Ibd to RIA
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA ADVISORS LLC	Feb 28, 2012	Feb 28, 2012	0	Bulk transfer	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	ASSOCIATED SECURITIES CORP.	Feb 14, 2006	Aug 5, 2004	-558	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	PACIFIC WEST FINANCIAL CONSULTANTS INC	Feb 14, 2006	Feb 16, 2006	2	Firm change	Other

Relationships

Registered with (5)

→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: current employment
Apr 30, 2025 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to Nov 10, 2021factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Feb 16, 2006 to Feb 28, 2012factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Jun 29, 2004 to Feb 14, 2006factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Aug 5, 2004 to Feb 14, 2006factForm ADV

Dated events

No dated event names this entity yet.