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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)41 years in industry

MARK CHARLES BUTTERWORTH

Advisor at CETERA INVESTMENT ADVISERS LLC

Tulsa, OK | TULSA, OK

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Search this name across graphsid dfx:ria:2a034625-b7c0-6ea5-12e0-bd85db678f9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Jan 21, 1985
First registration: Oct 16, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1309471

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	TULSA, OK	Current employment
CWM, LLC	Bd affiliated wealth	Jul 13, 2020	n/a	yes	Tulsa, OK	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 30, 2013	Jul 16, 2020	no	TULSA, OK	Previous registration
BUTTERWORTH FINANCIAL ADVISORY, LLC	n/a	Jun 20, 2003	Mar 28, 2013	no	TULSA, OK\|TULSA, OK\|TULSA, OK	Previous registration
DAVIS-ROSS INVESTMENT ADVISERS, LLC	Former SEC adviser	Oct 16, 2002	Dec 2, 2003	no	TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CWM, LLC	Jul 16, 2020	Jul 13, 2020	-3	Firm change	Ibd to ibd
BUTTERWORTH FINANCIAL ADVISORY, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 28, 2013	Jan 30, 2013	-57	Firm change after gap	Other
DAVIS-ROSS INVESTMENT ADVISERS, LLC	BUTTERWORTH FINANCIAL ADVISORY, LLC	Dec 2, 2003	Jun 20, 2003	-165	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CWM, LLCRegistered adviserregistration: current employment
Jul 13, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 30, 2013 to Jul 16, 2020factForm ADV
→ BUTTERWORTH FINANCIAL ADVISORY, LLCRegistered adviserregistration: previous registration
Jun 20, 2003 to Mar 28, 2013factForm ADV
→ DAVIS-ROSS INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Oct 16, 2002 to Dec 2, 2003factForm ADV

Dated events

No dated event names this entity yet.