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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

DAVIS-ROSS INVESTMENT ADVISERS, LLC

CRD 117751

COLUMBUS, OH

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Search this name across graphsid dfx:ria:a3a7d091-3de0-1614-ac3a-b8e7749370cf

Data as of May 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to May 30, 2012
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Davis-Ross Investment Advisers, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1MItem 5.F on the latest filing (2012-05-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.8Mgross asset value as reported per fund; never fund size
SEC number: 801-61000
CRD: 117751
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: May 30, 2012
Organised: Limited Liability Company, Ohio

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ALLEN DAVIS	n/a	COLUMBUS, OH	24	33	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ROARING FORK PROPRIETARY, LLC	Real Estate Fund	$5.4M	Apr 23, 2012	3	Mar 30, 2012	reported	n/a
DRMM TOTAL RETURN FUND I, LP	Hedge Fund	$1.8M	May 30, 2012	14	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, MARK, ALLEN	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	yes	12/2001	Mar 30, 2012	May 30, 2012
ROSS, ALAN, BLAIR	MEMBER/CHIEF COMPLIANCE OFFICER	C	no	06/2002	Mar 30, 2012	May 30, 2012
WALDEN, JOHN, WILLIAM	Member	B	no	06/2002	Mar 30, 2012	May 30, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$81.9M	$81.9M	n/a	n/a	n/a	2	$7.2M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$2.1M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ DRMM TOTAL RETURN FUND I, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ROARING FORK PROPRIETARY, LLCPrivate fundReal Estate Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← WALDEN, JOHN, WILLIAMOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← ROSS, ALAN, BLAIROwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Controls (1)

← DAVIS, MARK, ALLENOwnerMANAGING MEMBER & CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (3)

← MARK ALLEN DAVISAdvisorregistration: current employment
Apr 15, 2002 to presentfactForm ADV
← DAWN RENEE CAREYAdvisorregistration: previous registration
Jul 12, 2010 to Oct 15, 2010factForm ADV
← MARK CHARLES BUTTERWORTHAdvisorregistration: previous registration
Oct 16, 2002 to Dec 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3a7d091-3de0-1614-ac3a-b8e7749370cf
First observed: Mar 30, 2012
Last observed: May 30, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVIS-ROSS INVESTMENT ADVISERS, LLC

CRD 117751

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3a7d091-3de0-1614-ac3a-b8e7749370cf

Data as of May 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ALLEN DAVIS

n/a

COLUMBUS, OH

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROARING FORK PROPRIETARY, LLC

Real Estate Fund

$5.4M

Apr 23, 2012

Mar 30, 2012

reported

n/a

DRMM TOTAL RETURN FUND I, LP

Hedge Fund

$1.8M

May 30, 2012

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, MARK, ALLEN

MANAGING MEMBER & CHIEF INVESTMENT OFFICER

yes

12/2001

Mar 30, 2012

May 30, 2012

ROSS, ALAN, BLAIR

MEMBER/CHIEF COMPLIANCE OFFICER

06/2002

Mar 30, 2012

May 30, 2012

WALDEN, JOHN, WILLIAM

Member

06/2002

Mar 30, 2012

May 30, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$81.9M

n/a

$7.2M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$2.1M

n/a