DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K• F•••••••• S•••••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K• F•••••••• S•••••••• L•• | State registered | Jan 1, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| E•••••••• A•••••••• L•• | National bd RIA | Apr 9, 2009 | Jul 17, 2009 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | K• F•••••••• S•••••••• L•• | Jul 17, 2009 | Jan 1, 2026 | 6,012 | Firm change after gap | Ibd to state RIA |
| W•••• F•••• I••••••••• L•• | E•••••••• A•••••••• L•• | Apr 24, 2007 | Apr 9, 2009 |
| W•••• F•••• I••••••••• L•• | n/a | Jul 6, 2006 | Apr 24, 2007 | no | WOODLAND HILLS, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Mar 1, 2004 | Jan 5, 2005 | no | LOS ANGELES, CA | Previous registration |
| W••• I••••••••• I••• | n/a | Jul 17, 2002 | Sep 13, 2002 | no | SANTA MONICA, CA | Previous registration |
| 716 |
| Firm change after gap |
| Other |
| U••• B•••••• A•••••••• L•• | W•••• F•••• I••••••••• L•• | Jan 5, 2005 | Jul 6, 2006 | 547 | Firm change after gap | Other |
| W••• I••••••••• I••• | U••• B•••••• A•••••••• L•• | Sep 13, 2002 | Mar 1, 2004 | 535 | Firm change after gap | Other |