K••••• M••••••

• K• F•••••••• S•••••••• L•• state registered current
  since Jan 1, 2026 · Los Angeles, Ca
• E•••••••• A•••••••• L•• national BD
  Apr 9, 2009 to Jul 17, 2009 · Los Angeles, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Jul 6, 2006 to Apr 24, 2007 · Woodland Hills, Ca
• U••• B•••••• A•••••••• L•• BD affiliated
  Mar 1, 2004 to Jan 5, 2005 · Los Angeles, Ca
• W••• I••••••••• I••• unclassified
  Jul 17, 2002 to Sep 13, 2002 · Santa Monica, Ca

• E•••••••• A•••••••• L•• to K• F•••••••• S•••••••• L••
  left Jul 17, 2009, registered Jan 1, 2026 (6012 days) · Affiliated broker-dealer or bank to a state-registered adviser
• W•••• F•••• I••••••••• L•• to E•••••••• A•••••••• L••
  left Apr 24, 2007, registered Apr 9, 2009 (716 days) · Other
• U••• B•••••• A•••••••• L•• to W•••• F•••• I••••••••• L••
  left Jan 5, 2005, registered Jul 6, 2006 (547 days) · Other
• W••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Sep 13, 2002, registered Mar 1, 2004 (535 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address