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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

YVETTE CUMMINGS HEATLY

Advisor at TRUIST ADVISORY SERVICES, INC.

ST. PETERSBURG, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 14
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 7, 2003
First registration: Jul 14, 2003
Dual registered: yes, broker-dealer
Other names: YVETTE CUMMINGS|YVETTE HEATLY|YVETTE C HEATLY|YVETTE CUMMINGS HEATLY|YVETTE CUMMINGS TURNER
IAPD individual key: 3261521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 23, 2021	n/a	yes	ST. PETERSBURG, FL	Current employment
WALLER & WAX ADVISORS, INC.	n/a	Jul 18, 2018	Mar 11, 2021	no	TAMPA, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 24, 2018	Feb 17, 2021	no	TAMPA, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 20, 2016	Aug 8, 2017	no	ST. PETERSBURG, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 14, 2016	Oct 12, 2016	no	TAMPA, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 14, 2013	Oct 12, 2016	no	TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Apr 19, 2011	May 31, 2013	no	CLEARWATER, FL\|CLEARWATER, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 24, 2009	Mar 24, 2011	no	NEW PORT RICHEY, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	May 26, 2009	Jun 1, 2009	no	LUTZ, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 21, 2006	Apr 4, 2007	no	CLEARWATER, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 10, 2006	Jun 22, 2006	no	TAMPA, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Aug 11, 2005	Sep 13, 2005	no	TAMPA, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 5, 2004	Aug 3, 2005	no	TAMPA, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 6, 2004	Oct 25, 2004	no	CLEARWATER, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 14, 2003	Aug 31, 2004	no	ST.PETERSBUR, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALLER & WAX ADVISORS, INC.	TRUIST ADVISORY SERVICES, INC.	Mar 11, 2021	Aug 23, 2021	165	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WALLER & WAX ADVISORS, INC.	Feb 17, 2021	Jul 18, 2018	-945	Firm change after gap	Other
SIGNATOR INVESTORS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 8, 2017	Jan 24, 2018	169	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Oct 12, 2016	Sep 14, 2016	-28	Firm change	Other
TRUIST ADVISORY SERVICES, INC.	SIGNATOR INVESTORS, INC.	Oct 12, 2016	Oct 20, 2016	8	Firm change	Other
MORGAN STANLEY	SUNTRUST INVESTMENT SERVICES, INC.	May 31, 2013	May 14, 2013	-17	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	MORGAN STANLEY	Mar 24, 2011	Apr 19, 2011	26	Firm change	Other
LINCOLN INVESTMENT	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 1, 2009	Jun 24, 2009	23	Firm change	Other
UBS FINANCIAL SERVICES INC.	LINCOLN INVESTMENT	Apr 4, 2007	May 26, 2009	783	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	UBS FINANCIAL SERVICES INC.	Jun 22, 2006	Jul 21, 2006	29	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	INVEST FINANCIAL CORPORATION	Sep 13, 2005	Mar 10, 2006	178	Firm change	Other
MSI FINANCIAL SERVICES, INC.	AMERIPRISE ADVISOR SERVICES, INC.	Aug 3, 2005	Aug 11, 2005	8	Firm change	Other
INVEST FINANCIAL CORPORATION	MSI FINANCIAL SERVICES, INC.	Oct 25, 2004	Nov 5, 2004	11	Firm change	Other
MORGAN STANLEY DW INC.	INVEST FINANCIAL CORPORATION	Aug 31, 2004	Oct 6, 2004	36	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17499:283390:FL:2016-10-06	Oct 12, 2016	Sep 14, 2016	TAMPA, FL	Firm change

Relationships

Registered with (13)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 14, 2016 to Oct 12, 2016factForm ADV
→ WALLER & WAX ADVISORS, INC.Registered adviserregistration: previous registration
Jul 18, 2018 to Mar 11, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 24, 2018 to Feb 17, 2021factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Oct 20, 2016 to Aug 8, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 14, 2013 to Oct 12, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 19, 2011 to May 31, 2013factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 24, 2009 to Mar 24, 2011factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
May 26, 2009 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 21, 2006 to Apr 4, 2007factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 10, 2006 to Jun 22, 2006factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2005 to Sep 13, 2005factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 5, 2004 to Aug 3, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 14, 2003 to Aug 31, 2004factForm ADV

Dated events

No dated event names this entity yet.