RIA Intelligence

• Truist Advisory Services, Inc. BD affiliated current
  since Aug 23, 2021 · St. Petersburg, Fl
• Waller & Wax Advisors, Inc. unclassified
  Jul 18, 2018 to Mar 11, 2021 · Tampa, Fl
• Raymond James Financial Services Advisors, Inc BD affiliated
  Jan 24, 2018 to Feb 17, 2021 · Tampa, Fl
• Signator Investors, Inc. former
  Oct 20, 2016 to Aug 8, 2017 · St. Petersburg, Fl
• Truist Advisory Services, Inc. BD affiliated
  Sep 14, 2016 to Oct 12, 2016 · Tampa, Fl
• Suntrust Investment Services, Inc. former
  May 14, 2013 to Oct 12, 2016 · Tampa, Fl
• Morgan Stanley wirehouse
  Apr 19, 2011 to May 31, 2013 · Clearwater, Fl
• Transamerica Financial Advisors, LLC BD affiliated
  Jun 24, 2009 to Mar 24, 2011 · New Port Richey, Fl
• Lincoln Investment independent RIA
  May 26, 2009 to Jun 1, 2009 · Lutz, Fl
• UBS Financial Services Inc. wirehouse
  Jul 21, 2006 to Apr 4, 2007 · Clearwater, Fl
• Invest Financial Corporation former
  Mar 10, 2006 to Jun 22, 2006 · Tampa, Fl
• Ameriprise Advisor Services, Inc. unclassified
  Aug 11, 2005 to Sep 13, 2005 · Tampa, Fl
• Msi Financial Services, Inc. former
  Nov 5, 2004 to Aug 3, 2005 · Tampa, Fl
• Invest Financial Corporation former
  Oct 6, 2004 to Oct 25, 2004 · Clearwater, Fl
• Morgan Stanley Dw Inc. unclassified
  Jul 14, 2003 to Aug 31, 2004 · St.Petersbur, Fl

• Waller & Wax Advisors, Inc. to Truist Advisory Services, Inc.
  left Mar 11, 2021, registered Aug 23, 2021 (165 days) · Other
• Raymond James Financial Services Advisors, Inc to Waller & Wax Advisors, Inc.
  left Feb 17, 2021, registered Jul 18, 2018 (-945 days) · Other
• Signator Investors, Inc. to Raymond James Financial Services Advisors, Inc
  left Aug 8, 2017, registered Jan 24, 2018 (169 days) · Other
• Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
  left Oct 12, 2016, registered Sep 14, 2016 (-28 days) · Other · moved with a team
• Truist Advisory Services, Inc. to Signator Investors, Inc.
  left Oct 12, 2016, registered Oct 20, 2016 (8 days) · Other
• Morgan Stanley to Suntrust Investment Services, Inc.
  left May 31, 2013, registered May 14, 2013 (-17 days) · Other
• Transamerica Financial Advisors, LLC to Morgan Stanley
  left Mar 24, 2011, registered Apr 19, 2011 (26 days) · Other
• Lincoln Investment to Transamerica Financial Advisors, LLC
  left Jun 1, 2009, registered Jun 24, 2009 (23 days) · Other
• UBS Financial Services Inc. to Lincoln Investment
  left Apr 4, 2007, registered May 26, 2009 (783 days) · Other
• Invest Financial Corporation to UBS Financial Services Inc.
  left Jun 22, 2006, registered Jul 21, 2006 (29 days) · Other
• Ameriprise Advisor Services, Inc. to Invest Financial Corporation
  left Sep 13, 2005, registered Mar 10, 2006 (178 days) · Other
• Msi Financial Services, Inc. to Ameriprise Advisor Services, Inc.
  left Aug 3, 2005, registered Aug 11, 2005 (8 days) · Other
• Invest Financial Corporation to Msi Financial Services, Inc.
  left Oct 25, 2004, registered Nov 5, 2004 (11 days) · Other
• Morgan Stanley Dw Inc. to Invest Financial Corporation
  left Aug 31, 2004, registered Oct 6, 2004 (36 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address