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CRD 139046
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| RBC SELECT HEDGE FUND PORTFOLIO LTD. | Hedge Fund | $5.3M | Jan 27, 2017 | 1 | Jan 30, 2012 | reported | n/a |
| RBC ALTERNATIVE STRATEGIES (SP), L.P. | Hedge Fund | $565,519 | Nov 17, 2016 | 1 | Jan 30, 2012 | reported | n/a |
| AAM OFFSHORE COLLATERAL FUND LP | Hedge Fund | $537,752 | Nov 17, 2016 | 1 | Jan 28, 2014 | reported | n/a |
| AAM ALTERNATIVE INVESTMENT STRATEGIES LTD. | Hedge Fund | $0 | Jan 27, 2017 | 0 | Jan 30, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWN, ANDREW, DUNCAN | Director | Na | yes | 01/2006 | Jan 30, 2012 | Jan 27, 2017 |
| DEGAGNE, RENEE, ANNETTE | Director | Na | yes | 11/2014 | Jan 28, 2015 | Jan 27, 2017 |
| LEE, MICHAEL, THOMAS | PRESIDENT / DIRECTOR | Na | yes | 04/2010 | Jan 30, 2012 | Jan 27, 2017 |
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | E | yes | 06/2016 | Jan 27, 2017 | Jan 27, 2017 |
| ROYAL BANK OF CANADA | ULTIMATE OWNER | E | yes | 11/2010 | Jan 30, 2012 | Jan 27, 2017 |
| TIMMER, CAROL, ANN | CHIEF OPERATING OFFICER | Na | yes | 04/2010 | Jan 30, 2012 | Jan 27, 2017 |
| WILLIAMS, DAMON, GRANT | Director | Na | yes | 11/2013 | Jan 28, 2014 | Jan 27, 2017 |
| ALEWINE, THERESA, SETO | CHIEF COMPLIANCE OFFICER | Na | no | 12/2010 | Jan 30, 2012 | Jan 27, 2017 |
| CHIULLI, EUGENE, JAMES | CHIEF FINANCIAL OFFICER & TREASURER | Na | no | 10/2016 | Nov 17, 2016 | Jan 27, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | n/a | National bd RIA | $310B | N | yes | NY |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | n/a | Asset manager | $104B | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT INC. | n/a | n/a | n/a | N | yes | n/a |
| ROYAL BANK OF CANADA | n/a | n/a | n/a | Y | no | n/a |
| ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Jan 27, 2017 | $8.6M | $8.6M | 4 | 0 | n/a | 2 | $5.3M |
| 2015 | Jan 28, 2016 | $104M | $104M | 4 | 1 | n/a | 4 | $77.2M |
| 2014 | Jan 28, 2015 | $110M | $110M | 10 | 4 | n/a | 4 | $76.5M |
| 2013 | Jan 28, 2014 | $108M | $106M | 10 | 4 | n/a | 4 | $76.5M |
| 2012 | Jan 29, 2013 | $103M | $100M | 10 | 4 | n/a | 3 | $70.6M |
| 2011 | Jan 30, 2012 | $112M | $104M | n/a | n/a | n/a | 3 | $69.7M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $8.6M | $104M | -91.7% | $108M | -56.9% | 4 | 4 | n/a | n/a |