DFX Intelligence

C••••••••• R••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C••••••••• R••••• E•••

Advisor at E••• W••••• M••••••••• L••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:2a1086c4-786d-acf8-b083-3255af0d548f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 2, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• W••••• M••••••••• L••	State registered	Sep 20, 2016	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
S••••••• • C••	Other adviser	Jan 28, 2010	Oct 3, 2016	no	BLOOMFIELD HILLS, MI\|BLOOMFIELD HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• • C••	E••• W••••• M••••••••• L••	Oct 3, 2016	Sep 20, 2016	-13	Firm change	Other
W•••• F•••• A•••••••	S••••••• • C••	Feb 25, 2009	Jan 28, 2010

Relationships

Registered with (3)

→ E••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 20, 2016 to presentfactForm ADV
→ S••••••• • C••Registered adviserregistration: previous registration
Jan 28, 2010 to Oct 3, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2007 to Feb 25, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a1086c4-786d-acf8-b083-3255af0d548f
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.