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S••••••• • C••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

S••••••• • C••

G•••••• J. S••••••• • C••, INC., CRD 7294

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:bd893222-1305-59c3-f95e-8d12e3f59df7

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 6
On other graphs: 1
Observed: Jan 13, 2012 to Mar 30, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

S••••••• • C••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.2 fund_share=0.0 institutional_share=0.76 related_bd=false related_bank=false bd_reps=28.0
Regulatory AUM: $10BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $181M
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• L•••• S••••	n/a	BLOOMFIELD HILLS, MI	16	26	n/a	yes
P•••• F•••••• S•••••••	n/a	Naples, FL \| BLOOMFIELD HILLS, MI	16

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• L•••• L••	CFO, CCO, FINOP	Na	yes	04/2017	Mar 28, 2017	Nov 12, 2024
S•••••••• E••••• A••••••••	PRESIDENT/CEO	B	yes	08/2001	Jan 13, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• A••••••••• • M•••	n/a	n/a	n/a	N	yes	n/a
A• G•••• R••••• I••••••••• L•• ••	n/a	n/a	n/a	N	yes	Mi
A• S••••• L••• • S•••••••• I••••••••• L•• ••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	5	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	4	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10B	$9.1B	15.6%	$6.3B	18.3%	30	30	1	1

Relationships

Registered with (30)

← R••••• H••••• D••••••Advisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← M•••••• J••••• K•••••Advisorregistration: current employment
Dec 17, 2024 to presentfactForm ADV
← G•••• M••• S••••••••Advisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← T••••• J••• S•••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 24, 2025
Advisor changed firm
Christopher Scott Mackenzie left S••••••• • C•• for Integrated Investment Consultants, Llc (registered 2025-02-14)
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
Joseph Paul Cattaneo left S••••••• • C•• for Fidelity Personal And Workplace Advisors (registered 2024-04-26)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2021
Regulatory AUM changed
S••••••• • C•• reported RAUM $5.6B, up 40% from $4.0B (2020-11-02 to 2021-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd893222-1305-59c3-f95e-8d12e3f59df7
First observed: Jan 13, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.