DFX Intelligence

M••••• L••• D• A•••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M••••• L••• D• A•••••• O•••••••

Advisor at C••••••

San Francisco, CA

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Search this name across graphsid dfx:ria:2a16b325-c544-77e8-53a0-987f9e958094

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Apr 17, 2026	n/a	yes	San Francisco, CA	Current employment
C•••••• A•••• M••••••••• L••	Independent wealth	Aug 17, 2018	Nov 8, 2021	no	SAN FRANCISCO, CA\|CHICAGO, IL\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••• M••••••••• L••	C••••••	Nov 8, 2021	Apr 17, 2026	1,621	Firm change after gap	RIA to RIA
U••• B•••••• I••••••••• I•••	C•••••• A•••• M••••••••• L••	Aug 8, 2018	Aug 17, 2018

Relationships

Registered with (5)

→ C••••••Registered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2018 to Nov 8, 2021factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2014 to Aug 8, 2018factForm ADV
→ S••••• B•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a16b325-c544-77e8-53a0-987f9e958094
First observed: Nov 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.