DFX Intelligence
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Reading the graph
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Advisor at S••••••••• F•••••••• L••
Annandale, VA | OWINGS MILLS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• F•••••••• L•• | State registered | Feb 27, 2025 | n/a | yes | OWINGS MILLS, MD|Annandale, VA | Current employment |
| Y••• B••• P•••• L•• | n/a | Aug 16, 2021 | Mar 30, 2025 | no | ANNANDALE, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Y••• B••• P•••• L•• | S••••••••• F•••••••• L•• | Mar 30, 2025 | Feb 27, 2025 | -31 | Firm change after gap | Other |
| C•• A•••••••• L•• | Y••• B••• P•••• L•• | Aug 13, 2021 | Aug 16, 2021 |
| C•• A•••••••• L•• | Independent wealth | May 9, 2019 | Aug 13, 2021 | no | MANHATTAN, KS|Fairfax, VA | Previous registration |
| Y••• B••• P••• F•••••••• P••••••• | n/a | Oct 26, 2018 | May 9, 2019 | no | ANNANDALE, VA | Previous registration |
| 3 |
| Firm change |
| Other |
| Y••• B••• P••• F•••••••• P••••••• | C•• A•••••••• L•• | May 9, 2019 | May 9, 2019 | 0 | Firm change | Other |