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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CGN ADVISORS, LLC

CRD 159359

MANHATTAN, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff843c77-98b9-d7e8-15fe-fb64e4664780

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 75
Dated events: 25
On other graphs: 0
Observed: Nov 18, 2011 to Jul 2, 2026
136 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.04 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 36
RAUM per advisor: $44.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 49
Advisory employees: 37
Offices: 32Schedule D 1.F, beyond the principal office
Accounts: 4,023
Individual clients: 788
High net worth clients: 493
Custody, client assets: $408M
SEC number: 801-72913
CRD: 159359
Filings on the tape: 136
First filed: Nov 18, 2011
Latest filed: Jul 2, 2026
Organised: Limited Liability Company, KS
Website: lincefinancialplanning.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 36

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JUSTIN WAYNE NICHOLS	Certified Financial Planner	MANHATTAN, KS	14	22	2	no
BRENT EUGENE LINCE	Certified Financial Planner	HILLSBORO, OR \| MANHATTAN, KS	14	16	1	no
CARRIE NOLA KULIG	Certified Financial Planner\|Chartered Financial Analyst	MANHATTAN, KS \| Nashua, NH	14	29	n/a	no
SHEILA RAE STOWERS	Certified Financial Planner	MANHATTAN, KS \| Georgetown, TX	14	28	4	no
DOUGLAS NEIL BELLFY	Certified Financial Planner	MANHATTAN, KS \| Windsor, CT	12	19	n/a	no
KRISTIN LYNN ROGERS	Certified Financial Planner	ST MICHAEL, MN \| Sioux Falls, SD \| MANHATTAN, KS	12	28	1	no
JEFFREY PATRICK EUTING	Certified Financial Planner	MANHATTAN, KS \| AVON, CT	11	24	2	no
JASON LEE WILLIAMS	Certified Financial Planner	MANHATTAN, KS \| Redmond, WA \| BELLEVUE, WA	11	11	n/a	no
David DeCosta Leitao	Certified Financial Planner	San Francisco, CA \| MANHATTAN, KS	9	31	1	no
CHERYL ANNE OBER	Certified Financial Planner	MANHATTAN, KS \| MINNEAPOLIS, MN	8	14	1	no
BETH ANNE AGNELLO	Certified Financial Planner	MANHATTAN, KS \| LEXINGTON, NC	7	19	n/a	no
ROGER JOHN PETERSON	Certified Financial Planner	MANHATTAN, KS \| Hastings, MN	7	32	n/a	no
MICHAEL LAWRENCE GREIM	n/a	MANHATTAN, KS	7	31	1	no
THERESA LYNN ROWLAND	Certified Financial Planner\|Personal Financial Specialist	Kankakee, IL \| MANHATTAN, KS \| Lac du Flambeau, WI	7	18	2	no
John Colin Bush	Certified Financial Planner	Rockford, MI \| MANHATTAN, KS \| Grand Rapids, MI	7	13	1	no
JOHNATHAN MICHAEL AELMORE	Certified Financial Planner	Fulshear, TX \| MANHATTAN, KS	7	19	5	no
Diane Marie Pearson	Certified Financial Planner	WEXFORD, PA \| MANHATTAN, KS	7	34	2	no
CHAD EDWARD CHASE	n/a	MANHATTAN, KS	6	10	1	no
Cydney Jean Jones	Certified Financial Planner	MANHATTAN, KS \| Clearwater, FL	5	11	1	no
David John Huebner	Certified Financial Planner	Waconia, MN \| MANHATTAN, KS \| FARGO, ND	5	13	n/a	no
Jordan Edward Grzesczyk	Certified Financial Planner	Santa Monica, CA \| MANHATTAN, KS	5	12	3	no
THOMAS ALAN FREDRICKSON	Certified Financial Planner	MANHATTAN, KS \| Brooklyn, NY	5	17	1	no
Thomas Kirby Belding	Certified Financial Planner	Chatham, NJ \| MANHATTAN, KS	5	34	n/a	no
John Joseph Flanagan	Certified Financial Planner	MANHATTAN, KS \| Avon, CT	5	31	3	no
Callen Thomas Shimkus	Certified Financial Planner	MANHATTAN, KS	4	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CGN COMPANIES, LLC	Owner	C	yes	01/2019	Jul 2, 2026	Jul 2, 2026
CHASE CAPITAL LLC	Owner	C	yes	01/2025	Jul 2, 2026	Jul 2, 2026
CHASE, CHAD, EDWARD	MANAGING PRINCIPAL - CLIENT SERVICES	Na	yes	01/2019	Jul 2, 2026	Jul 2, 2026
GREIM, MICHAEL, LAWRENCE	MANAGING PRINCIPAL - INVESTMENTS & CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jul 2, 2026	Jul 2, 2026
NICHOLS CAPITAL, LLC	Owner	C	yes	01/2025	Jul 2, 2026	Jul 2, 2026
CHASE, CHAD, EDWARD	Member	C	yes	01/2019	Feb 19, 2019	Dec 10, 2024
GREIM, MICHAEL, LAWRENCE	Member	C	yes	01/2019	Feb 19, 2019	Dec 10, 2024
NICHOLS, JUSTIN, WAYNE	MANAGING PRINCIPAL - ADVISER SERVICES	Na	yes	10/2011	Nov 18, 2011	Dec 10, 2024
NICHOLS, JUSTIN, WAYNE	Member	C	yes	01/2019	Nov 18, 2011	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHAD CHASE, ATTORNEY AT LAW	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rogers	Ar	United States	1	no
Phoenix	Az	United States	1	no
COLORADO SPRINGS	Co	United States	1	no
Avon	Ct	United States	1	no
Windsor	Ct	United States	1	no
Brooksville	FL	United States	1	no
Inverness	IL	United States	1	no
Kankakee	IL	United States	1	no
OAK PARK	IL	United States	1	no
GRAND RAPIDS	Mi	United States	1	no
Hastings	Mn	United States	1	no
Asheville	Nc	United States	1	no
Bellevue	Ne	United States	1	no
SIOUX FALLS	Sd	United States	1	no
Fulshear	TX	United States	1	no
Georgetown	TX	United States	1	no
LAC DU FLAMBEAU	Wi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$1.6B	$1.6B	53	41	34	n/a	n/a
2024	Apr 28, 2025	$1.3B	$1.3B	41	41	36	n/a	n/a
2023	Mar 7, 2024	$1.1B	$1.1B	41	41	44	n/a	n/a
2022	Feb 7, 2023	$724M	$706M	46	46	46	n/a	n/a
2021	Feb 17, 2022	$551M	$536M	47	47	45	n/a	n/a
2020	Mar 22, 2021	$466M	$436M	44	44	49	n/a	n/a
2019	Mar 25, 2020	$273M	$249M	44	42	47	n/a	n/a
2018	Feb 19, 2019	$109M	$85.8M	38	37	37	n/a	n/a
2017	Mar 15, 2018	$64.4M	$43.8M	26	24	27	n/a	n/a
2016	Mar 31, 2017	$75.4M	$31.1M	24	24	n/a	n/a	n/a
2015	Mar 30, 2016	$41.3M	$23.6M	24	24	n/a	n/a	n/a
2014	Mar 31, 2015	$23.7M	$15.2M	19	19	n/a	n/a	n/a
2013	Apr 2, 2014	$8.2M	$2.4M	20	20	n/a	n/a	n/a
2012	Apr 1, 2013	$1.8M	$1.6M	21	21	n/a	n/a	n/a
2011	Jan 31, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	5	-4	13.9%	0	3	0	4	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.3B	26.9%	$724M	30.3%	49	41	32	36

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
JUETTEN PERSONAL FINANCIAL PLANNING, LLC	2	Sep 1, 2020	Jun 1, 2020	SEATTLE, WA	Team lift out	Other	100.0%
CGN ADVISORS, LLC	4	Jan 31, 2020	Dec 13, 2019	MANHATTAN, KS	Firm absorbed	Other	80.0%

Relationships

Registered with (66)

← JASON LEE WILLIAMSAdvisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← ALISON YUK TAI NGAIAdvisorregistration: current employment
Jan 22, 2026 to presentfactForm ADV
← Steven Hill FergerAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← Matthew Martin SchlossmanAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← GREGORY SAMUEL PIERCEAdvisorregistration: current employment
Jan 28, 2025 to presentfactForm ADV
← JAMIE ANN BOSSEAdvisorregistration: current employment
Jul 11, 2024 to presentfactForm ADV
← DANIEL EDWARD KINGAdvisorregistration: current employment
Dec 19, 2023 to presentfactForm ADV
← DAVID JOHN WALZAdvisorregistration: current employment
Jun 20, 2023 to presentfactForm ADV
← JONATHAN BERNSTEINAdvisorregistration: current employment
Apr 18, 2023 to presentfactForm ADV
← Brigham Scott GlavesAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← SCOTT ALAN EMLEYAdvisorregistration: current employment
Sep 1, 2022 to presentfactForm ADV
← Lindsay Ann AdamsAdvisorregistration: current employment
Aug 24, 2022 to presentfactForm ADV
← Callen Thomas ShimkusAdvisorregistration: current employment
Aug 23, 2022 to presentfactForm ADV
← John Joseph FlanaganAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← Thomas Kirby BeldingAdvisorregistration: current employment
Jul 7, 2021 to presentfactForm ADV
← THOMAS ALAN FREDRICKSONAdvisorregistration: current employment
Jun 21, 2021 to presentfactForm ADV
← Jordan Edward GrzesczykAdvisorregistration: current employment
Jun 9, 2021 to presentfactForm ADV
← David John HuebnerAdvisorregistration: current employment
Apr 21, 2021 to presentfactForm ADV
← Cydney Jean JonesAdvisorregistration: current employment
Mar 3, 2021 to presentfactForm ADV
← CHAD EDWARD CHASEAdvisorregistration: current employment
Dec 2, 2019 to presentfactForm ADV
← Diane Marie PearsonAdvisorregistration: current employment
Sep 3, 2019 to presentfactForm ADV
← JOHNATHAN MICHAEL AELMOREAdvisorregistration: current employment
Aug 30, 2019 to presentfactForm ADV
← John Colin BushAdvisorregistration: current employment
Jun 13, 2019 to presentfactForm ADV
← THERESA LYNN ROWLANDAdvisorregistration: current employment
Jan 16, 2019 to presentfactForm ADV
← MICHAEL LAWRENCE GREIMAdvisorregistration: current employment
Dec 19, 2018 to presentfactForm ADV
← ROGER JOHN PETERSONAdvisorregistration: current employment
Dec 6, 2018 to presentfactForm ADV
← BETH ANNE AGNELLOAdvisorregistration: current employment
Oct 30, 2018 to presentfactForm ADV
← CHERYL ANNE OBERAdvisorregistration: current employment
Aug 28, 2018 to presentfactForm ADV
← David DeCosta LeitaoAdvisorregistration: current employment
Aug 29, 2017 to presentfactForm ADV
← JEFFREY PATRICK EUTINGAdvisorregistration: current employment
Feb 17, 2015 to presentfactForm ADV
and 36 more

Moved with (1)

→ XYPN SAPPHIRERegistered adviser2 advisors, team lift out, same day
Jul 2, 2026 to Jun 23, 2026factForm ADV

Controls (4)

← GREIM, MICHAEL, LAWRENCEOwnerMEMBER, ownership code C, individual
Feb 19, 2019 to Dec 10, 2024factForm ADV
← NICHOLS, JUSTIN, WAYNEOwnerMEMBER, ownership code C, individual
Nov 18, 2011 to Dec 10, 2024factForm ADV
← CHASE, CHAD, EDWARDOwnerMEMBER, ownership code C, individual
Feb 19, 2019 to Dec 10, 2024factForm ADV
← CGN COMPANIES, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 19, 2019 to Dec 10, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 2, 2026
Advisor changed firm
Kyle Hunt Wilke left Cgn Advisors, Llc for Xypn Sapphire (registered 2026-06-05)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2026
Advisor changed firm
Amy Lynn Shappell left Cgn Advisors, Llc for Xypn Sapphire (registered 2026-06-23)
Form ADVobserved 4 days ago
Occurred
Jun 22, 2026
Advisor changed firm
Paige Gordon left Cgn Advisors, Llc for Legacy Financial Strategies, Llc (registered 2026-06-22)
Form ADVobserved 4 days ago
Occurred
May 29, 2026
Advisor changed firm
Cheryl A Krueger left Cgn Advisors, Llc for Vantage Point Financial, Llc (registered 2026-03-23)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Regulatory AUM changed
Cgn Advisors, Llc reported RAUM $1.6B, up 27% from $1.3B (2025-12-10 to 2026-01-15)
Form ADVobserved 4 days ago
$339M
Occurred
Dec 31, 2025
Advisor changed firm
David Lawrence Mandelblatt left Cgn Advisors, Llc for Wealthprotect Advisors Llc (registered 2025-12-12)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2025
Advisor changed firm
Roxanne Lea Martens left Cgn Advisors, Llc for Five8 Financial Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Sep 3, 2025
Advisor changed firm
Nicola Lippert Cyr left Cgn Advisors, Llc for Five8 Financial Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Mar 7, 2024
Regulatory AUM changed
Cgn Advisors, Llc reported RAUM $1.1B, up 57% from $724.5M (2024-02-21 to 2024-03-07)
Form ADVobserved 4 days ago
$411M
Occurred
Jan 9, 2024
Advisor changed firm
Mitchell Curtis Hockenbury left Cgn Advisors, Llc for Triad Wealth Partners, Llc (registered 2024-06-07)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Kent Michael Grealish left Cgn Advisors, Llc for Grealish Investment Counseling Llc (registered 2024-07-19)
Form ADVobserved 4 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Samuel Kessler Swenson left Cgn Advisors, Llc for Range Advisory, Llc (registered 2023-09-11)
Form ADVobserved 4 days ago
Occurred
Sep 18, 2023
Advisor changed firm
Ravin Kawailani Walters left Cgn Advisors, Llc for Thrivent Investment Management Inc. (registered 2023-09-28)
Form ADVobserved 4 days ago
Occurred
Feb 7, 2023
Regulatory AUM changed
Cgn Advisors, Llc reported RAUM $724.5M, up 31% from $551.1M (2022-12-15 to 2023-02-07)
Form ADVobserved 4 days ago
$173M
Occurred
Dec 31, 2022
Advisor changed firm
Stuart Joseph Heckman left Cgn Advisors, Llc for No Coast Financial Group (registered 2023-02-22)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2022
Advisor changed firm
Jacob Lee Stewart left Cgn Advisors, Llc for Wealth More Enterprise, Inc. (registered 2024-08-28)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Advisor changed firm
John Ronald Kahle left Cgn Advisors, Llc for Empower Advisory Group, Llc (registered 2022-04-15)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2022
Advisor changed firm
Timothy Wayne Hicks left Cgn Advisors, Llc for Hicks Financial Partners, Llc (registered 2022-02-02)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2022
Advisor changed firm
Joshua Daniel Garcia left Cgn Advisors, Llc for Veritas Financial Consulting Llc (registered 2021-07-19)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2021
Regulatory AUM changed
Cgn Advisors, Llc reported RAUM $466.1M, up 70% from $273.4M (2021-02-08 to 2021-03-22)
Form ADVobserved 4 days ago
$193M
Occurred
Mar 25, 2020
Regulatory AUM changed
Cgn Advisors, Llc reported RAUM $273.4M, up 152% from $108.7M (2020-01-07 to 2020-03-25)
Form ADVobserved 4 days ago
$165M
Occurred
Mar 8, 2019
Succession filed (Item 4)
Garrett Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Feb 19, 2019
Control person joined
Lawrence Michael Greim (Principal, Chief Investment Officer & Chief Compliance Officer) appeared on Schedule A of Cgn Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Feb 19, 2019
Control person joined
Edward Chad Chase (Principal) appeared on Schedule A of Cgn Advisors, Llc
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Aug 22, 2024
Cgn Advisors, Llc reported 34 offices beyond its principal office, down from 45 (2024-07-15 to 2024-08-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff843c77-98b9-d7e8-15fe-fb64e4664780
First observed: Nov 18, 2011
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CGN ADVISORS, LLC

CRD 159359

MANHATTAN, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff843c77-98b9-d7e8-15fe-fb64e4664780

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JUSTIN WAYNE NICHOLS

Certified Financial Planner

MANHATTAN, KS

BRENT EUGENE LINCE

Certified Financial Planner

HILLSBORO, OR | MANHATTAN, KS

CARRIE NOLA KULIG

Certified Financial Planner|Chartered Financial Analyst

MANHATTAN, KS | Nashua, NH

n/a

SHEILA RAE STOWERS

Certified Financial Planner

MANHATTAN, KS | Georgetown, TX

DOUGLAS NEIL BELLFY

Certified Financial Planner

MANHATTAN, KS | Windsor, CT

n/a

KRISTIN LYNN ROGERS

Certified Financial Planner

ST MICHAEL, MN | Sioux Falls, SD | MANHATTAN, KS

JEFFREY PATRICK EUTING

Certified Financial Planner

MANHATTAN, KS | AVON, CT

JASON LEE WILLIAMS

Certified Financial Planner

MANHATTAN, KS | Redmond, WA | BELLEVUE, WA

n/a

David DeCosta Leitao

Certified Financial Planner

San Francisco, CA | MANHATTAN, KS

CHERYL ANNE OBER

Certified Financial Planner

MANHATTAN, KS | MINNEAPOLIS, MN

BETH ANNE AGNELLO

Certified Financial Planner

MANHATTAN, KS | LEXINGTON, NC

n/a

ROGER JOHN PETERSON

Certified Financial Planner

MANHATTAN, KS | Hastings, MN

n/a

MICHAEL LAWRENCE GREIM

n/a

MANHATTAN, KS

THERESA LYNN ROWLAND

Certified Financial Planner|Personal Financial Specialist

Kankakee, IL | MANHATTAN, KS | Lac du Flambeau, WI

John Colin Bush

Certified Financial Planner

Rockford, MI | MANHATTAN, KS | Grand Rapids, MI

JOHNATHAN MICHAEL AELMORE

Certified Financial Planner

Fulshear, TX | MANHATTAN, KS

Diane Marie Pearson

Certified Financial Planner

WEXFORD, PA | MANHATTAN, KS

CHAD EDWARD CHASE

n/a

MANHATTAN, KS

Cydney Jean Jones

Certified Financial Planner

MANHATTAN, KS | Clearwater, FL

David John Huebner

Certified Financial Planner

Waconia, MN | MANHATTAN, KS | FARGO, ND

n/a

Jordan Edward Grzesczyk

Certified Financial Planner

Santa Monica, CA | MANHATTAN, KS

THOMAS ALAN FREDRICKSON

Certified Financial Planner

MANHATTAN, KS | Brooklyn, NY

Thomas Kirby Belding

Certified Financial Planner

Chatham, NJ | MANHATTAN, KS

n/a

John Joseph Flanagan

Certified Financial Planner

MANHATTAN, KS | Avon, CT

Callen Thomas Shimkus

Certified Financial Planner

MANHATTAN, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CGN COMPANIES, LLC

Owner

yes

01/2019

Jul 2, 2026

CHASE CAPITAL LLC

Owner

yes

01/2025

Jul 2, 2026

CHASE, CHAD, EDWARD

MANAGING PRINCIPAL - CLIENT SERVICES

yes

01/2019

Jul 2, 2026

GREIM, MICHAEL, LAWRENCE

MANAGING PRINCIPAL - INVESTMENTS & CHIEF COMPLIANCE OFFICER

yes

01/2019

Jul 2, 2026

NICHOLS CAPITAL, LLC

Owner

yes

01/2025

Jul 2, 2026

CHASE, CHAD, EDWARD

Member

yes

01/2019

Feb 19, 2019

Dec 10, 2024

GREIM, MICHAEL, LAWRENCE

Member

yes

01/2019

Feb 19, 2019

Dec 10, 2024

NICHOLS, JUSTIN, WAYNE

MANAGING PRINCIPAL - ADVISER SERVICES

yes

10/2011

Nov 18, 2011

Dec 10, 2024

NICHOLS, JUSTIN, WAYNE

Member

yes

01/2019

Nov 18, 2011

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHAD CHASE, ATTORNEY AT LAW

n/a

City

State

Country

Employees

Also broker-dealer

Rogers

United States

Phoenix

United States

COLORADO SPRINGS

United States

Avon

United States

Windsor

United States

Brooksville

United States

Inverness

United States

Kankakee

United States

OAK PARK

United States

GRAND RAPIDS

United States

Hastings

United States

Asheville

United States

Bellevue

United States

SIOUX FALLS

United States

Fulshear

United States

Georgetown

United States

LAC DU FLAMBEAU

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$1.6B

n/a

2024

Apr 28, 2025

$1.3B

n/a

2023

Mar 7, 2024

$1.1B

n/a

2022

Feb 7, 2023

$724M

$706M

n/a

2021

Feb 17, 2022

$551M

$536M

n/a

2020

Mar 22, 2021

$466M

$436M

n/a

2019

Mar 25, 2020

$273M

$249M

n/a

2018

Feb 19, 2019

$109M

$85.8M

n/a

2017

Mar 15, 2018

$64.4M

$43.8M

n/a

2016

Mar 31, 2017

$75.4M

$31.1M

n/a

2015

Mar 30, 2016

$41.3M

$23.6M

n/a

2014

Mar 31, 2015

$23.7M

$15.2M

n/a

2013

Apr 2, 2014

$8.2M

$2.4M

n/a

2012

Apr 1, 2013

$1.8M

$1.6M

n/a

2011

Jan 31, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

13.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.3B

26.9%

$724M

30.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

JUETTEN PERSONAL FINANCIAL PLANNING, LLC

Sep 1, 2020

Jun 1, 2020

SEATTLE, WA

Team lift out

Other

100.0%

CGN ADVISORS, LLC

Jan 31, 2020

Dec 13, 2019

MANHATTAN, KS

Firm absorbed

Other

80.0%