DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JOSHUA GARY THOMAS

Advisor at SVB WEALTH

Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a19b2d8-0ddf-5463-8d42-5eca34ea564c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 25
Exams: S66|S63
First exam: Feb 25, 1994
First registration: Jul 2, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2450518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Jun 28, 2022	n/a	yes	Raleigh, NC	Current employment
SVB INVESTMENT SERVICES INC.	Former SEC adviser	Jan 22, 2020	Jul 29, 2022	no	Cottonwood Heights, UT\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|Salt Lake City, UT\|San Francisco, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 25, 2008	Jan 7, 2020	no	SALT LAKE CITY, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 2, 2002	Sep 19, 2008	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB INVESTMENT SERVICES INC.	SVB WEALTH	Jul 29, 2022	Jun 28, 2022	-31	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	SVB INVESTMENT SERVICES INC.	Jan 7, 2020	Jan 22, 2020	15	Firm change	Wirehouse to RIA
STRATEGIC ADVISERS LLC	WELLS FARGO ADVISORS	Sep 19, 2008	Sep 25, 2008	6	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ SVB WEALTHRegistered adviserregistration: current employment
Jun 28, 2022 to presentfactForm ADV
→ SVB INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jan 22, 2020 to Jul 29, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2008 to Jan 7, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 2, 2002 to Sep 19, 2008factForm ADV

Dated events

No dated event names this entity yet.