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Advisor at ARKADIOS WEALTH ADVISORS
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Oct 18, 2018 | n/a | yes | ATLANTA, GA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Oct 23, 2018 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 2, 2012 | Feb 13, 2013 | no | ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 29, 2009 | May 8, 2012 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ARKADIOS WEALTH ADVISORS | Oct 23, 2018 | Oct 18, 2018 | -5 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN KEEGAN & COMPANY, LLC | May 8, 2012 | May 2, 2012 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:288863:GA:2018-10-17 | Oct 23, 2018 | Oct 18, 2018 | ATLANTA, GA | Firm change |