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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JOSEPH ZORN

Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:2a22a9ef-dc17-2e13-3630-df49dc560588

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 10, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 22, 1995
First registration: May 10, 1995
Dual registered: yes, broker-dealer
Other names: JOSEPH ZORN|JODY ZORN|JOSEPH RICHARD ZORN
IAPD individual key: 2600959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Independent wealth	Oct 4, 2022	n/a	yes	DALLAS, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 4, 2018	Dec 1, 2021	no	MINNEAPOLIS, MN\|DALLAS, TX\|TARPON SPRINGS, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 26, 2015	May 18, 2017	no	MCKINNEY, TX\|MCKINNEY, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 14, 2010	Aug 28, 2013	no	HOUSTON, TX	Previous registration
TRUE NORTH ADVISORS, LLC	Independent wealth	Oct 16, 2006	Dec 23, 2008	no	DALLAS, TX	Previous registration
AMERICAN SECURITIES GROUP, INC.	n/a	Sep 19, 2006	Nov 6, 2006	no	DALLAS, TX	Previous registration
RETIREMENT ADVISORS OF AMERICA	n/a	May 10, 1995	Dec 6, 2005	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Dec 1, 2021	Oct 4, 2022	307	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	May 18, 2017	Jan 4, 2018	231	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	LPL FINANCIAL LLC	Aug 28, 2013	Aug 26, 2015	728	Firm change after gap	Other
TRUE NORTH ADVISORS, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 23, 2008	Jun 14, 2010	538	Firm change after gap	Other
AMERICAN SECURITIES GROUP, INC.	TRUE NORTH ADVISORS, LLC	Nov 6, 2006	Oct 16, 2006	-21	Firm change	Other
RETIREMENT ADVISORS OF AMERICA	AMERICAN SECURITIES GROUP, INC.	Dec 6, 2005	Sep 19, 2006	287	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:19616:TX:2017-05-18	May 18, 2017	Jan 4, 2018	AUSTIN, TX	Firm change

Relationships

Registered with (7)

→ TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSRegistered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 4, 2018 to Dec 1, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 26, 2015 to May 18, 2017factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 14, 2010 to Aug 28, 2013factForm ADV
→ TRUE NORTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 16, 2006 to Dec 23, 2008factForm ADV
→ AMERICAN SECURITIES GROUP, INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Nov 6, 2006factForm ADV
→ RETIREMENT ADVISORS OF AMERICARegistered adviserregistration: previous registration
May 10, 1995 to Dec 6, 2005factForm ADV

Dated events

No dated event names this entity yet.