DFX Intelligence

M•••••• W•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M•••••• W•••••• G••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

YARDLEY, PA

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Search this name across graphsid dfx:ria:2a302c56-e6fc-9c64-9991-28926612df25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 17, 2002	n/a	yes	YARDLEY, PA	Current employment
M••••• S•••••• D• I•••	n/a	Jun 10, 2002	Dec 10, 2002	no	LAWRENCEVILLE, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 10, 2002	Dec 17, 2002	7	Firm change	Other

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Dec 17, 2002 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jun 10, 2002 to Dec 10, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a302c56-e6fc-9c64-9991-28926612df25
First observed: Jun 10, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.