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Advisor at LPL FINANCIAL LLC
OAKLAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 23, 2026 | n/a | yes | OAKLAND, FL | Current employment |
| THE LIFE WEALTH GROUP | Independent wealth | Nov 20, 2024 | Jul 12, 2026 | no | WINTER GARDEN, FL | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 9, 2024 | May 1, 2025 | no | Winter Garden, FL|TOPEKA, KS | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Jul 2, 2024 | Jul 31, 2024 | no | FORT WORTH, TX|Orlando, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE LIFE WEALTH GROUP | LPL FINANCIAL LLC | Jul 12, 2026 | Jul 23, 2026 | 11 | Firm change | RIA to ibd |
| AE WEALTH MANAGEMENT, LLC | THE LIFE WEALTH GROUP | May 1, 2025 | Nov 20, 2024 | -162 | Firm change after gap | Ibd to new firm |
| FIRST COMMAND ADVISORY SERVICES | AE WEALTH MANAGEMENT, LLC | Jul 31, 2024 | Aug 9, 2024 | 9 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:332978:KS:2025-05-01 | May 1, 2025 | Nov 20, 2024 | TOPEKA, KS | Firm change after gap |