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Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | BATON ROUGE, LA | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jul 29, 2020 | Aug 21, 2025 | no | New Orleans, LA | Previous registration |
| IBERIA ASSET MANAGEMENT, INC. | n/a | Nov 1, 2018 | Oct 23, 2020 | no | NEW ORLEANS, LA | Previous registration |
| BDO WEALTH ADVISORS, LLC | Former SEC adviser | Oct 17, 2016 | Feb 8, 2019 | no | Fort Lauderdale, FL | Previous registration |
| GSK WEALTH ADVISORS, INC. | Former SEC adviser | Apr 13, 2012 | Oct 4, 2016 | no | FORT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | LPL FINANCIAL LLC | Aug 21, 2025 | Aug 21, 2025 | 0 | Bulk transfer | RIA to ibd |
| IBERIA ASSET MANAGEMENT, INC. | FIRST HORIZON ADVISORS, INC | Oct 23, 2020 | Jul 29, 2020 | -86 | Firm change after gap | Other |
| BDO WEALTH ADVISORS, LLC | IBERIA ASSET MANAGEMENT, INC. | Feb 8, 2019 | Nov 1, 2018 | -99 | Firm change after gap | Other |
| GSK WEALTH ADVISORS, INC. | BDO WEALTH ADVISORS, LLC | Oct 4, 2016 | Oct 17, 2016 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 126603:222525:FL:2016-10-04 | Oct 4, 2016 | Oct 17, 2016 | FORT LAUDERDALE, FL | Firm change |