RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 21, 2025 · Baton Rouge, La
• F•••• H•••••• A•••••••• I•• former
  Jul 29, 2020 to Aug 21, 2025 · New Orleans, La
• I••••• A•••• M••••••••• I••• unclassified
  Nov 1, 2018 to Oct 23, 2020 · New Orleans, La
• B•• W••••• A•••••••• L•• former
  Oct 17, 2016 to Feb 8, 2019 · Fort Lauderdale, Fl
• G•• W••••• A•••••••• I••• former
  Apr 13, 2012 to Oct 4, 2016 · Fort Lauderdale, Fl

• F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••
  left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
• I••••• A•••• M••••••••• I••• to F•••• H•••••• A•••••••• I••
  left Oct 23, 2020, registered Jul 29, 2020 (-86 days) · Other
• B•• W••••• A•••••••• L•• to I••••• A•••• M••••••••• I•••
  left Feb 8, 2019, registered Nov 1, 2018 (-99 days) · Other
• G•• W••••• A•••••••• I••• to B•• W••••• A•••••••• L••
  left Oct 4, 2016, registered Oct 17, 2016 (13 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address