This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Oct 1, 2021

First registration

Aug 24, 2022

Dual registered

no

Other names

Benton Jon Stockert|Ben Stockert

IAPD individual key

7330466

• Occurred

  Jun 29, 2026
  Advisor changed firm

  Benton Stockert left Keen Wealth Advisors for Allworth Financial, L.P. (registered 2026-07-23)

  Form ADVobserved 4 days ago
• Occurred

  May 30, 2024
  Advisor changed firm

  Benton Stockert left Charles Schwab & Co., Inc. for Keen Wealth Advisors (registered 2024-07-23)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2a33233a-e8bb-4a19-027c-6b3be84a9acd

First observed

Aug 24, 2022

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.