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K••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

K••• W••••• A•••••••

KWMG, LLC, CRD 170293

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:35cc37c4-1bff-35d0-09e7-810ddf8c6098

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 11
On other graphs: 0
Observed: May 2, 2014 to Mar 20, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• D•••• W•••••	Certified Financial Planner	OVERLAND PARK, KS	12	21	1	yes
W•••••• T•••• K•••	n/a	OVERLAND PARK, KS	12	34

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••• W••••••• T••••	Trustee	E	yes	08/2008	May 2, 2014	Mar 25, 2024
K•••• W••••••• T••••	MANAGING MEMBER	Na	yes	05/2014	May 2, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	3	-1	13.6%	0	1	0	6	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	18.5%	$743M	18.4%	30	29	0	0

Relationships

Registered with (34)

← D•••• A•••••• R••••Advisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← A••• B••• B••••Advisorregistration: current employment
Jun 16, 2026 to presentfactForm ADV
← R••••• W••••••Advisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← J•••• F••••••

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Benton Stockert left K••• W••••• A••••••• for Allworth Financial, L.P. (registered 2026-07-23)
Form ADVobserved 7 days ago
Occurred
Dec 2, 2025
Advisor changed firm
Nick Nguyen left K••• W••••• A••••••• for Umb Private Wealth Management, Llc (registered 2026-05-13)
Form ADVobserved 7 days ago
Occurred
Nov 18, 2025
Advisor changed firm
Neil J•••• Connolly left K••• W••••• A••••••• for Rigden Capital Strategies (registered 2025-11-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35cc37c4-1bff-35d0-09e7-810ddf8c6098
First observed: May 2, 2014
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.