DFX Intelligence
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Reading the graph
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Advisor at V••• P•••••• W••••• L••
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• P•••••• W••••• L•• | Former SEC adviser | May 19, 2020 | n/a | yes | PASADENA, CA | Current employment |
| C••••••• • C••• I••• | Former SEC adviser | Oct 11, 2018 | Jun 5, 2020 | no | PASADENA, CA|Malden, MA|Pasadena, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• • C••• I••• | V••• P•••••• W••••• L•• | Jun 5, 2020 | May 19, 2020 | -17 | Firm change | Ibd to new firm |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••••• • C••• I••• | Oct 18, 2018 | Oct 11, 2018 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 21, 2006 | Oct 18, 2018 | no | PASADENA, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Aug 22, 2005 | Apr 24, 2006 | no | PASADENA, CA | Previous registration |
| -7 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• D• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 24, 2006 | Apr 21, 2006 | -3 | Firm change | Other |