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Advisor at NAVIGATE 401K, LLC
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVIGATE 401K, LLC | Institutional manager | Jul 30, 2020 | n/a | yes | BIRMINGHAM, AL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 15, 2012 | Jul 14, 2016 | no | VESTAVIA HILLS, AL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 20, 2011 | Dec 5, 2012 | no | VESTAVIA HILLS, AL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 7, 2010 | Sep 21, 2011 | no | PHILADELPHIA, PA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 9, 2007 | Dec 3, 2009 | no | PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | NAVIGATE 401K, LLC | Jul 14, 2016 | Jul 30, 2020 | 1,477 | Firm change after gap | Other |
| LPL FINANCIAL LLC | SECURITIES AMERICA ADVISORS, INC. | Dec 5, 2012 | Nov 15, 2012 | -20 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL FINANCIAL LLC | Sep 21, 2011 | Dec 20, 2011 | 90 | Firm change | Other |