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N••••••• 4•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

N••••••• 4•••• L••

CRD 309466

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:1ab7b5e2-7148-49a3-5977-4a1b692865d9

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 1
Observed: Jun 21, 2020 to Apr 27, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

N••••••• 4•••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $318MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $318M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• N•••• H•••••	n/a	BIRMINGHAM, AL	6	25	4	no
J••••• R••• L•••••	n/a	BIRMINGHAM, AL	2	18

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• C••••• R•••	MANAGING MEMBER / CCO	C	yes	07/2020	Jun 21, 2020	May 24, 2024
H•••••• C••••••••• N••••	MANAGING MEMBER	C	yes	07/2020	Jun 21, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••• W••••• M••••••••• L••	n/a	Independent wealth	$430M	N	yes	n/a
N••••••• P•••••• F••• A••••••• L••	n/a	No RAUM reported	$0	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Huntsville	Al	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$318M	$259M	22.8%	$75.0M	61.8%	4	3	1	1

Relationships

Affiliated with (4)

← N••••••• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ N••••••• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ N••••••• P•••••• F••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← N••••••• P•••••• F••• A••••••• L••Registered adviser

Dated events

Occurred
Feb 24, 2025
Regulatory AUM changed
N••••••• 4•••• L•• reported RAUM $258.9M, up 96% from $132.0M (2024-05-24 to 2025-02-24)
Form ADVobserved 7 days ago
$127M
Occurred
May 24, 2024
Control person joined
Ross Justin Ladden (Managing Member) appeared on Schedule A of N••••••• 4•••• L••
Form ADVobserved 7 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Jamie Oneil Parker left N••••••• 4•••• L•• for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ab7b5e2-7148-49a3-5977-4a1b692865d9
First observed: Jun 21, 2020
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.