DFX Intelligence

W•••• T••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

W•••• T••••• H••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

CLEVELAND, OH | Norfolk, VA

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Search this name across graphsid dfx:ria:2a45639f-5312-0393-d63a-deb896d21b8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	May 2, 2024	n/a	yes	CLEVELAND, OH\|Norfolk, VA	Current employment
W•••••••• S•••• • T••••• A•••• M••••••••• L••	Former SEC adviser	Apr 4, 2018	May 2, 2024	no	RALEIGH, NC\|NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• S•••• • T••••• A•••• M••••••••• L••	C••••••••• C••••••••• A••••••• S••••••••	May 2, 2024	May 2, 2024	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106060:105674:VA:2024-04-19	May 2, 2024	May 2, 2024	NORFOLK, VA	Firm change

Relationships

Registered with (2)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ W•••••••• S•••• • T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2018 to May 2, 2024factForm ADV

Dated events

Occurred
May 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a45639f-5312-0393-d63a-deb896d21b8d
First observed: Apr 4, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.