DFX Intelligence
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Advisor at A••••• A•••••••
MANKATO, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• A••••••• | Independent wealth | Dec 10, 2025 | n/a | yes | MANKATO, MN | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | Dec 12, 2025 | no | MANOKATO, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••• A••••••• | Dec 12, 2025 | Dec 10, 2025 | -2 | Firm change | Ibd to new firm |
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:335353:MN:2025-12-12 | Dec 12, 2025 | Dec 10, 2025 | MANOKATO, MN | Firm change |
| S••••••••• A•••••• A•••••••• I••• |
| Former SEC adviser |
| Jan 10, 2022 |
| Jun 14, 2024 |
| no |
| ST PETER, MN|NORTH MANKATO, MN |
| Previous registration |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Aug 19, 2019 | Oct 14, 2021 | no | BLOOMINGTON, MN|LA CROSSE, WI|Waukesha, WI | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| M••••• O• O•••• I••••••• S•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Oct 14, 2021 | Jan 10, 2022 | 88 | Firm change | Other |