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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

ASCO FINANCIAL GROUP, INC.

CRD 124395

KINGSTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a69aa0a-2b83-411d-d4a7-9465d9e25f4a

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Mar 28, 2012 to Mar 5, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Asco Financial Group, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $173MItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $86.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 63
SEC number: 801-61809
CRD: 124395
Filings on the tape: 18
First filed: Mar 28, 2012
Latest filed: Mar 5, 2026
Organised: Corporation, PA
Website: ascofinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DONALD PAUL WILLIAMSON	n/a	KINGSTON, PA	17	36	2	yes
JEROME JOSEPH MCHALE	n/a	KINGSTON, PA	13	29	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WILLIAMSON, MARIA, A	CORPORATE SECRETARY	C	yes	10/2022	Mar 28, 2012	Mar 10, 2024
MCHALE, JEROME, JOSEPH	PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER	D	no	10/2022	Mar 28, 2012	Mar 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$173M	$0	2	2	0	n/a	n/a
2024	Mar 7, 2025	$159M	$0	2	2	0	n/a	n/a
2023	Mar 10, 2024	$158M	$0	2	2	0	n/a	n/a
2022	Feb 9, 2023	$146M	$0	2	2	0	n/a	n/a
2021	Mar 11, 2022	$170M	$0	2	2	0	n/a	n/a
2020	Mar 4, 2021	$157M	$0	3	2	0	n/a	n/a
2019	Mar 17, 2020	$150M	$0	2	2	0	n/a	n/a
2018	Feb 21, 2019	$139M	$0	2	2	0	n/a	n/a
2017	Feb 1, 2018	$145M	$0	3	3	0	n/a	n/a
2016	Mar 30, 2017	$129M	$0	4	3	n/a	n/a	n/a
2015	Feb 4, 2016	$133M	$0	4	2	n/a	n/a	n/a
2014	Mar 9, 2015	$161M	$0	4	2	n/a	n/a	n/a
2013	Feb 14, 2014	$160M	$0	3	2	n/a	n/a	n/a
2012	Mar 27, 2013	$138M	$0	3	2	n/a	n/a	n/a
2011	Mar 28, 2012	$130M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$173M	$159M	8.7%	$146M	5.9%	2	2	0	0

Relationships

Registered with (2)

← JEROME JOSEPH MCHALEAdvisorregistration: current employment
Apr 16, 2013 to presentfactForm ADV
← DONALD PAUL WILLIAMSONAdvisorregistration: current employment
Jun 19, 2009 to presentfactForm ADV

Controls (1)

← WILLIAMSON, MARIA, AOwnerCORPORATE SECRETARY, ownership code C, individual
Mar 28, 2012 to Mar 10, 2024factForm ADV

Owns (1)

← MCHALE, JEROME, JOSEPHOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, ownership code D, individual
Mar 28, 2012 to Mar 10, 2024factForm ADV

Dated events

Occurred
Oct 11, 2022
Control person left
Paul Donald Williamson (President) no longer on Schedule A of Asco Financial Group, Inc. (listed 2022-03-11, absent 2022-10-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a69aa0a-2b83-411d-d4a7-9465d9e25f4a
First observed: Mar 28, 2012
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCO FINANCIAL GROUP, INC.

CRD 124395

KINGSTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a69aa0a-2b83-411d-d4a7-9465d9e25f4a

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DONALD PAUL WILLIAMSON

n/a

KINGSTON, PA

yes

JEROME JOSEPH MCHALE

n/a

KINGSTON, PA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WILLIAMSON, MARIA, A

CORPORATE SECRETARY

yes

10/2022

Mar 28, 2012

Mar 10, 2024

MCHALE, JEROME, JOSEPH

PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER

10/2022

Mar 28, 2012

Mar 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$173M

n/a

2024

Mar 7, 2025

$159M

n/a

2023

Mar 10, 2024

$158M

n/a

2022

Feb 9, 2023

$146M

n/a

2021

Mar 11, 2022

$170M

n/a

2020

Mar 4, 2021

$157M

n/a

2019

Mar 17, 2020

$150M

n/a

2018

Feb 21, 2019

$139M

n/a

2017

Feb 1, 2018

$145M

n/a

2016

Mar 30, 2017

$129M

n/a

2015

Feb 4, 2016

$133M

n/a

2014

Mar 9, 2015

$161M

n/a

2013

Feb 14, 2014

$160M

n/a

2012

Mar 27, 2013

$138M

n/a

2011

Mar 28, 2012

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$173M

$159M

8.7%

$146M

5.9%