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Advisor at ASCO FINANCIAL GROUP, INC.
KINGSTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | KINGSTON, PA | Current employment |
| ASCO FINANCIAL GROUP, INC. | Institutional manager | Jun 19, 2009 | n/a | yes | KINGSTON, PA | Current employment |
| INTEGRATED CAPITAL MANAGEMENT, INC. | Independent wealth | Apr 30, 2009 | Mar 1, 2013 | no | KINGSTON, PA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 8, 2007 | Nov 3, 2023 | no | KINGSTON, PA|KINGSTON, PA|SCRANTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | INTEGRATED CAPITAL MANAGEMENT, INC. | Nov 3, 2023 | Apr 30, 2009 | -5,300 | Firm change after gap | Other |
| INTEGRATED CAPITAL MANAGEMENT, INC. | ASCO FINANCIAL GROUP, INC. | Mar 1, 2013 | Jun 19, 2009 | -1,351 | Firm change after gap | Other |