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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 15, 2025 | n/a | yes | AUSTIN, TX | Current employment |
| AUSTIN WEALTH MANAGEMENT, LLC | Independent wealth | Jun 29, 2023 | Jul 3, 2024 | no | AUSTIN, TX | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 30, 2023 | Jun 21, 2023 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AUSTIN WEALTH MANAGEMENT, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 3, 2024 | Jan 15, 2025 | 196 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | AUSTIN WEALTH MANAGEMENT, LLC | Jun 21, 2023 | Jun 29, 2023 | 8 | Firm change | Ibd to RIA |