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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

AUSTIN WEALTH MANAGEMENT, LLC

CRD 172793

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc8e5264-1b8e-44ce-d671-b2be7ac5e475

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 12
On other graphs: 0
Observed: Dec 16, 2019 to Aug 4, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $989M
Private client RAUM: $626MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $120Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,034
Individual clients: 391
High net worth clients: 189
Custody, client assets: $325M
SEC number: 801-117954
CRD: 172793
Filings on the tape: 30
First filed: Dec 16, 2019
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN XAVIER SMITH	n/a	AUSTIN, TX	11	22	3	yes
DEREK DAVID RIPP	Certified Financial Planner	AUSTIN, TX	10	28	6	no
JOHN RAYMOND TOUNGATE	Certified Financial Planner	AUSTIN, TX	7	12	2	no
Anna Bell Farrar Gall	n/a	AUSTIN, TX	4	10	n/a	no
Manisha Gupta	Certified Financial Planner	AUSTIN, TX	4	10	n/a	no
David Ward Lowe	Certified Financial Planner	AUSTIN, TX	2	19	n/a	no
Carlos Alberto Cardenas	n/a	AUSTIN, TX	1	12	n/a	no
DANIEL DAVILA	Personal Financial Specialist	AUSTIN, TX	0	42	4	no
ERIN MICHAEL HAY	Chartered Financial Analyst	AUSTIN, TX	0	14	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RIPP, DEREK, DAVID	MANAGING PRINCIPAL / CCO	B	yes	06/2019	Aug 4, 2026	Aug 4, 2026
SMITH, KEVIN, XAVIER	MANAGING PRINCIPAL / CEO	E	yes	02/2012	Aug 4, 2026	Aug 4, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$1.1B	$989M	18	11	n/a	n/a
2024	Mar 30, 2025	$766M	$732M	16	10	n/a	n/a
2023	Feb 27, 2024	$568M	$532M	13	9	n/a	n/a
2022	Mar 16, 2023	$433M	$423M	12	6	n/a	n/a
2021	Mar 17, 2022	$308M	$211M	10	6	n/a	n/a
2020	Mar 31, 2021	$206M	$159M	6	3	n/a	n/a
2019	Mar 16, 2020	$165M	$144M	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	3	-1	33.3%	0	1	0	3	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$766M	41.3%	$433M	35.8%	18	16	0	0

Relationships

Registered with (18)

← ERIN MICHAEL HAYAdvisorregistration: current employment
Jan 25, 2026 to presentfactForm ADV
← DANIEL DAVILAAdvisorregistration: previous registration
Sep 26, 2014 to Dec 16, 2020factForm ADV
← Carlos Alberto CardenasAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← David Ward LoweAdvisorregistration: current employment
Jan 18, 2024 to presentfactForm ADV
← Manisha GuptaAdvisorregistration: current employment
Sep 4, 2022 to presentfactForm ADV
← Anna Bell Farrar GallAdvisorregistration: current employment
Jul 4, 2022 to presentfactForm ADV
← JOHN RAYMOND TOUNGATEAdvisorregistration: current employment
Feb 8, 2019 to presentfactForm ADV
← DEREK DAVID RIPPAdvisorregistration: current employment
Nov 16, 2015 to presentfactForm ADV
← KEVIN XAVIER SMITHAdvisorregistration: current employment
Sep 25, 2014 to presentfactForm ADV
← Nicolle Lachelle YatesAdvisorregistration: previous registration
Jan 21, 2025 to Aug 3, 2026factForm ADV
← PARKER BROOKS MANSONAdvisorregistration: previous registration
Oct 2, 2025 to May 26, 2026factForm ADV
← MATTHEW WESTON PIERCEAdvisorregistration: previous registration
Jul 19, 2021 to Feb 1, 2026factForm ADV
← Jared W MejstrikAdvisorregistration: previous registration
Oct 18, 2022 to Jul 11, 2024factForm ADV
← Brandon Philip CrouchAdvisorregistration: previous registration
Jun 29, 2023 to Jul 3, 2024factForm ADV
← Waqar Kasim MeyerAdvisorregistration: previous registration
May 14, 2019 to Dec 5, 2019factForm ADV
← WESLEY HAMILTON GALLUPAdvisorregistration: previous registration
Apr 10, 2017 to Jun 19, 2019factForm ADV
← JONATHAN MATHEW MCQUADEAdvisorregistration: previous registration
Jul 15, 2016 to Nov 17, 2017factForm ADV
← John Michael RandallAdvisorregistration: previous registration
Sep 24, 2014 to Dec 10, 2014factForm ADV

Controls (2)

← RIPP, DEREK, DAVIDOwnerMANAGING PRINCIPAL / CCO, ownership code B, individual
Dec 16, 2019 to Dec 16, 2024factForm ADV
← SMITH, KEVIN, XAVIEROwnerMANAGING PRINCIPAL, ownership code E, individual
Dec 16, 2019 to Dec 16, 2024factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Nicolle Lachelle Yates left Austin Wealth Management, Llc for Pioneer Wealth Management Group (registered 2026-09-01)
Form ADVobserved 4 days ago
Occurred
May 26, 2026
Advisor changed firm
Parker Brooks Manson left Austin Wealth Management, Llc for Advocacy Wealth Management, Llc (registered 2026-08-13)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2026
Regulatory AUM changed
Austin Wealth Management, Llc reported RAUM $1.1B, up 41% from $766.4M (2025-12-19 to 2026-03-25)
Form ADVobserved 4 days ago
$317M
Occurred
Feb 1, 2026
Advisor changed firm
Matthew Weston Pierce left Austin Wealth Management, Llc for Saecula Wealth Llc (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2025
Regulatory AUM changed
Austin Wealth Management, Llc reported RAUM $766.4M, up 35% from $568.4M (2024-12-16 to 2025-03-30)
Form ADVobserved 4 days ago
$198M
Occurred
Jul 11, 2024
Advisor changed firm
Jared W Mejstrik left Austin Wealth Management, Llc for Compound Planning, Inc. (registered 2024-08-19)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Brandon Philip Crouch left Austin Wealth Management, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-01-15)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2024
Regulatory AUM changed
Austin Wealth Management, Llc reported RAUM $568.4M, up 31% from $432.7M (2023-08-22 to 2024-02-27)
Form ADVobserved 4 days ago
$136M
Occurred
Mar 16, 2023
Regulatory AUM changed
Austin Wealth Management, Llc reported RAUM $432.7M, up 41% from $307.5M (2022-11-01 to 2023-03-16)
Form ADVobserved 4 days ago
$125M
Occurred
Mar 17, 2022
Regulatory AUM changed
Austin Wealth Management, Llc reported RAUM $307.5M, up 50% from $205.6M (2021-12-02 to 2022-03-17)
Form ADVobserved 4 days ago
$102M
Occurred
Dec 16, 2020
Control person left
Daniel Davila (Managing Principal) no longer on Schedule A of Austin Wealth Management, Llc (listed 2020-09-10, absent 2020-12-16)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2019
First Form ADV filing
Austin Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc8e5264-1b8e-44ce-d671-b2be7ac5e475
First observed: Dec 16, 2019
Last observed: Aug 4, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUSTIN WEALTH MANAGEMENT, LLC

CRD 172793

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc8e5264-1b8e-44ce-d671-b2be7ac5e475

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN XAVIER SMITH

n/a

AUSTIN, TX

yes

DEREK DAVID RIPP

Certified Financial Planner

AUSTIN, TX

JOHN RAYMOND TOUNGATE

Certified Financial Planner

AUSTIN, TX

Anna Bell Farrar Gall

n/a

AUSTIN, TX

n/a

Manisha Gupta

Certified Financial Planner

AUSTIN, TX

n/a

David Ward Lowe

Certified Financial Planner

AUSTIN, TX

n/a

Carlos Alberto Cardenas

n/a

AUSTIN, TX

n/a

DANIEL DAVILA

Personal Financial Specialist

AUSTIN, TX

ERIN MICHAEL HAY

Chartered Financial Analyst

AUSTIN, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RIPP, DEREK, DAVID

MANAGING PRINCIPAL / CCO

yes

06/2019

Aug 4, 2026

SMITH, KEVIN, XAVIER

MANAGING PRINCIPAL / CEO

yes

02/2012

Aug 4, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$1.1B

$989M

n/a

2024

Mar 30, 2025

$766M

$732M

n/a

2023

Feb 27, 2024

$568M

$532M

n/a

2022

Mar 16, 2023

$433M

$423M

n/a

2021

Mar 17, 2022

$308M

$211M

n/a

2020

Mar 31, 2021

$206M

$159M

n/a

2019

Mar 16, 2020

$165M

$144M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$766M

41.3%

$433M

35.8%