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RIA / WealthAdvisor17 years in industry

MICHAEL J ALLISON

Advisor at RED TREE INVESTMENTS

Denton, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RED TREE INVESTMENTS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Apr 28, 2009
First registration: Apr 29, 2009
Dual registered: no
Other names: MIKE ALLISON
IAPD individual key: 2305589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RED TREE INVESTMENTS	State registered	May 4, 2022	n/a	yes	Denton, TX	Current employment
MDX WEALTH MANAGEMENT	State registered	Feb 27, 2016	May 4, 2022	no	Tyler, TX\|SUGARLAND, TX\|Denton, TX	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Jan 29, 2015	Feb 18, 2016	no	ADDISON, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Mar 22, 2011	May 11, 2011	no	DALLAS, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 16, 2009	Dec 21, 2009	no	ATHENS, TX	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Apr 29, 2009	Jul 1, 2009	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MDX WEALTH MANAGEMENT	RED TREE INVESTMENTS	May 4, 2022	May 4, 2022	0	Firm change	Other
FIRST FINANCIAL EQUITY CORPORATION	MDX WEALTH MANAGEMENT	Feb 18, 2016	Feb 27, 2016	9	Firm change	Other
HILLTOP SECURITIES INC.	FIRST FINANCIAL EQUITY CORPORATION	May 11, 2011	Jan 29, 2015	1,359	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	HILLTOP SECURITIES INC.	Dec 21, 2009	Mar 22, 2011	456	Firm change after gap	Other
MOMENTUM INDEPENDENT NETWORK INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 1, 2009	Sep 16, 2009	77	Firm change	Other

Relationships

Registered with (6)

→ RED TREE INVESTMENTSRegistered adviserregistration: current employment
May 4, 2022 to presentfactForm ADV
→ MDX WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 27, 2016 to May 4, 2022factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Jan 29, 2015 to Feb 18, 2016factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Mar 22, 2011 to May 11, 2011factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 16, 2009 to Dec 21, 2009factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Apr 29, 2009 to Jul 1, 2009factForm ADV

Dated events

Occurred
May 4, 2022
Advisor changed firm
Michael J Allison left Mdx Wealth Management for Red Tree Investments (registered 2022-05-04)
Form ADVobserved 5 days ago