RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• A••••••
- R•• T••• I••••••••• state registered currentsince May 4, 2022 · Denton, Tx
- M•• W••••• M••••••••• state registeredFeb 27, 2016 to May 4, 2022 · Tyler, Tx
- F•••• F•••••••• E••••• C••••••••• formerJan 29, 2015 to Feb 18, 2016 · Addison, Tx
- H•••••• S••••••••• I••• BD affiliatedMar 22, 2011 to May 11, 2011 · Dallas, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 16, 2009 to Dec 21, 2009 · Athens, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedApr 29, 2009 to Jul 1, 2009 · Dallas, Tx
- M•• W••••• M••••••••• to R•• T••• I•••••••••left May 4, 2022, registered May 4, 2022 (0 days) · Other
- F•••• F•••••••• E••••• C••••••••• to M•• W••••• M•••••••••left Feb 18, 2016, registered Feb 27, 2016 (9 days) · Other
- H•••••• S••••••••• I••• to F•••• F•••••••• E••••• C•••••••••left May 11, 2011, registered Jan 29, 2015 (1359 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to H•••••• S••••••••• I•••left Dec 21, 2009, registered Mar 22, 2011 (456 days) · Other
- M••••••• I••••••••• N•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 1, 2009, registered Sep 16, 2009 (77 days) · Other
- M•••••• J• A•••••• left M•• W••••• M••••••••• for R•• T••• I••••••••• (registered 2022-05-04)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address